Carlos Acosta
Professional Summary
Carlos Acosta is a registered financial advisor currently at CASEY SECURITIES LLC located in Greenbrae, California. Carlos is registered as a RR (Registered Representative) and started their career in finance in 2025. Carlos has worked at 1 firm and has passed the Series 57TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
CREATIVE FINANCIAL DESIGNS, INC.
CENTURION WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL SERVICES, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CREATIVE FINANCIAL DESIGNS, INC.
CENTURION WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL SERVICES, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CREATIVE FINANCIAL DESIGNS, INC.
CENTURION WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL SERVICES, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CREATIVE FINANCIAL DESIGNS, INC.
CENTURION WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL SERVICES, LLC
Years of Experience
1 years registered in the securities industry
Current & Past Employments
Current
Similar Advisors
CREATIVE FINANCIAL DESIGNS, INC.
CENTURION WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL SERVICES, LLC
Current Firm
CASEY SECURITIES LLC | RFA SECURITIES | CASEY SECURITIES, LLC | CASEY SECURITIES, INC.
Contact Information
Main Address
300 Drakes Landing Road Building 300a - Suite 110, Greenbrae, CA 94904Mailing Address
300 Drakes Landing Road Building 300a - Suite 110, Greenbrae, CA 94904Phone Number
(415) 954-5579Established
Delaware since 01/01/2019Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (1 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
Disclosures
Regulatory Event
20Similar Advisors
CREATIVE FINANCIAL DESIGNS, INC.
CENTURION WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL SERVICES, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
CREATIVE FINANCIAL DESIGNS, INC.
CENTURION WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
SRO Registrations
Similar Advisors
CREATIVE FINANCIAL DESIGNS, INC.
CENTURION WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL SERVICES, LLC
CRS (Client Relationship Summary) - BD
Click below to view Carlos Acosta's CRS (Customer Relationship Summary).
Similar Advisors
CREATIVE FINANCIAL DESIGNS, INC.
CENTURION WEALTH MANAGEMENT
LPL FINANCIAL LLC
ALLSTATE FINANCIAL SERVICES, LLC