Michael N. Giffin
Professional summary
Michael Neal Giffin, who also goes by Michael Neal Griffin, is a registered financial advisor currently at GIFFIN PLANNING SERVICES, INC. located in Canonsburg, Pennsylvania.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Michael has worked at 8 firms and has passed the Series 63, Series 1 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Neal Giffin's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 5, 2015 - Present
GIFFIN PLANNING SERVICES, INC.
April 9, 2004 - December 31, 2004
CINCINNATI ANALYSTS, INC.
November 14, 2002 - April 6, 2004
ALLSTATE FINANCIAL SERVICES, LLC
July 10, 1998 - November 25, 2002
LPL ENTERPRISE, LLC
January 3, 1994 - July 8, 1998
SECURITIES AMERICA, INC.
March 11, 1992 - December 31, 1993
LPL FINANCIAL LLC
June 27, 1991 - March 16, 1992
WALNUT STREET SECURITIES, INC.
January 17, 1991 - August 23, 1991
HIMCO DISTRIBUTION SERVICES COMPANY
March 5, 1976 - November 15, 1989
HIMCO DISTRIBUTION SERVICES COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/5/2015)
Exams
Series 1
Date: 3/1/1976
Registered Representative ExaminationCurrent Firm
GIFFIN PLANNING SERVICES, INC.
CRD#: 226534 / SEC#:
Contact information
Red Flags
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