Marc Leigh Sutin
Professional Summary
Marc Leigh Sutin was a registered financial advisor. Marc was a previously registered financial professional and started their career in finance 1976 - 2017. Marc had worked at 8 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 55, Series 7, Series 1 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
50 years in the financial services industry
Current & Past Employments
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Current Firm
THE FIG GROUP, LLC
Contact Information
Main Address
2626 Cole Avenue Suite 300, Dallas, TX 75204Phone Number
(214) 273-3231Established
Texas since 07/27/2004Firm Type
Limited Liability CompanyFiscal Year End
JuneFirm Size
Small# of Employees
2Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 87 — Research Analyst Exam - Part II Regulations Module
Passed Feb 2006About the Series 87 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 2000Series 1 — Registered Representative Examination
Passed Mar 1976Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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