Marc L. Sutin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Leigh Sutin was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 1976. Marc had worked at 8 firms and has passed the Series 63, SIE, Series 86, Series 87, Series 55, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2015 - December 8, 2017
THE FIG GROUP, LLC
July 2, 2012 - March 11, 2013
VIRTU AMERICAS LLC
April 3, 2012 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
November 3, 2011 - September 17, 2013
THE FIG GROUP, LLC
March 18, 2004 - August 8, 2011
KNIGHT CAPITAL AMERICAS, L.P.
June 8, 1998 - January 20, 2006
KNIGHT CAPITAL MARKETS LLC
June 13, 1994 - June 4, 1998
SAFIAN INVESTMENT RESEARCH, INC.
November 8, 1977 - May 18, 1980
BEDFORD PARTNERS
November 8, 1977 - August 1, 1983
THE IFB CORPORATION
March 9, 1976 - October 18, 1976
FORESTERS FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 2/11/2000
Limited Representative-Equity Trader ExamSeries 1
Date: 3/4/1976
Registered Representative ExaminationCurrent Firm
THE FIG GROUP, LLC
CRD#: 133558 / SEC#: , 8-66733
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
