Robert E. Holland

ASTRA WEALTH MANAGEMENT GROUP

Plano, TX 75024

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CRD#: 819275

Professional summary

Robert Edward Holland, who also goes by Bob Holland, is a registered financial advisor currently at ASTRA WEALTH MANAGEMENT GROUP located in Plano, Texas and PURSHE KAPLAN STERLING INVESTMENTS located in Plano, Texas.

Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1975. Robert has worked at 15 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Bob Holland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Astra Wealth Management Group. Investment Related. At Registered Location. RIA. IAR/Director. Investment Advisor through Outside RIA. 5/15/2023. 160 hrs/month all during trading hours. Investment management/provide financial advice to clients based on needs. 2. Fixed Insurance. Investment Related. At Registered Location. Independent Insurance Agency. Agent. Fixed/traditional insurance. 5/15/2023. 5 hrs/month all during trading hrs. Provide insurance advice based on the needs of clients. 3. PKSF. Investment Related. At Registered Location. Independent Insurance Agency. Agent. Fixed/traditional insurance. 5/15/2023. 5 hrs/month all during trading hrs. Provide insurance advice based on the needs of clients. 4. Tychee Wealth Partners. Not Investment Related. At Registered Location. Operating LLC/Support Company. Director. 4/25/2023. 0 hrs/month none during trading hours. No duties/operating company for RIA. 5. REH Holland LLC. Not Investment Related. At Registered Location. Operating LLC/Support Company. Director. LLC to receive commissions from RIA. 3/2019. 0 hrs/month none during trading hours. No duties/operating company for RIA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Holland's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2023 - Present

ASTRA WEALTH MANAGEMENT GROUP

Office #1: 5700 Granite Parkway Suite 330, Plano, TX 75024

RIA

CRD#: 326006

Plano, TX

Current

May 16, 2023 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 5700 Granite Parkway Suite 330, Plano, TX 75024

CRD#: 35747

Plano, TX

Past

May 16, 2019 - May 24, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

PLANO, TX

Past

May 16, 2019 - May 24, 2023

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

PLANO, TX

Past

July 1, 2003 - May 16, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

PLANO, TX

Past

July 1, 2003 - May 16, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

PLANO, TX

Past

August 22, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

RIA

CRD#: 7471

PLANO, TX

Past

August 22, 2000 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 14, 2000 - September 13, 2000

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

July 27, 1998 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

March 2, 1998 - July 1, 1998

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Past

January 2, 1998 - March 2, 1998

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Past

October 3, 1994 - January 2, 1998

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

DALLAS, TX

Past

March 26, 1991 - October 5, 1994

HILLTOP SECURITIES INC.

CRD#: 6220

DALLAS, TX

Past

August 30, 1990 - February 13, 1991

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

Past

November 21, 1989 - October 18, 1990

MONACO SECURITIES, INC.

CRD#: 15719

DENVER, CO

Past

May 25, 1983 - November 9, 1989

GILLESPIE & HOLLAND, INC.

CRD#: 10691

Past

January 31, 1980 - August 27, 1982

UBS FINANCIAL SERVICES INC.

CRD#: 8174

Past

November 17, 1975 - January 31, 1980

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

CRD#: 640

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASTRA WEALTH MANAGEMENT GROUP

ASTRA STARS, LLC | TYCHE WEALTH PARTNERS LLC | ASTRA WEALTH MANAGEMENT GROUP

CRD#: 326006 / SEC#: 801-127984

RIA

Registered Investment Advisory firm - (5/15/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(5/24/2023)

California
(5/16/2023)

Illinois
(5/16/2023)

North Carolina
(5/16/2023)

Oklahoma
(5/17/2023)

IAR

Texas
(5/15/2023)

Texas
(5/16/2023)

Washington
(8/21/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/29/2002

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/21/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/15/1975

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

ASTRA WEALTH MANAGEMENT GROUP

ASTRA STARS, LLC | TYCHE WEALTH PARTNERS LLC | ASTRA WEALTH MANAGEMENT GROUP

CRD#: 326006 / SEC#: 801-127984

RIA

Registered Investment Advisory firm - (5/15/2023 Approved)

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Contact information

Main Address

5700 Granite Parkway Suite 330, Plano, TX 75024

Mailing Address

Phone number

(972) 464-1571

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (10/30/2025)

Regulatory assets under management

Total Number of Accounts	2,928
AUM (Assets Under Management)	$ 1,302,943,135

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/21/2025	Cover Page	Report
09/24/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Robert E. Holland

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Edward Holland's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

PRUDENTIAL EQUITY GROUP, LLC

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

RBC CAPITAL MARKETS, LLC

DAIN RAUSCHER INCORPORATED

RAUSCHER PIERCE REFSNES, INC.

HILLTOP SECURITIES INC.

MOMENTUM INDEPENDENT NETWORK INC.

MONACO SECURITIES, INC.

GILLESPIE & HOLLAND, INC.

UBS FINANCIAL SERVICES INC.

PAINE, WEBBER, JACKSON & CURTIS INCORPORATED

Primary Firm SEC Registration

ASTRA WEALTH MANAGEMENT GROUP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/29/2002

Series 63

Date: 7/21/1987

SIE

Date: 10/1/2018

Series 7

Date: 11/15/1975

FINRA

Current Firm

ASTRA WEALTH MANAGEMENT GROUP

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

ASTRA WEALTH MANAGEMENT GROUP

TRUST BUT VERIFY

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