Philip S. Cocke
Professional summary
Philip St. G. Cocke V, who also goes by Philip S Cocke, Philip Saint George Cocke, Philip St George Cocke V, Philip Cocke, is a registered financial professional currently at PARTNERCAP SECURITIES, LLC located in Bluffton, South Carolina.
Philip is registered as a RR (Registered Representative) and started their career in finance in 1985. Philip has worked at 7 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 3, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Philip St. G. Cocke V's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2006 - Present
PARTNERCAP SECURITIES, LLC
Office #1: 25 Thurmond Way # 2406, Bluffton, SC 29910December 5, 2012 - November 6, 2015
PICKWICK CAPITAL PARTNERS, LLC
June 15, 2004 - September 29, 2006
COLONY PARK FINANCIAL SERVICES LLC.
June 25, 2002 - March 28, 2003
HUNNICUTT & CO. LLC
October 1, 1997 - January 21, 1998
MERIT CAPITAL ASSOCIATES, INC.
March 12, 1996 - June 25, 1996
BARNETT INVESTMENTS, INC.
November 6, 1985 - April 6, 1989
KIDDER, PEABODY & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/2/2022)
(1/5/2007)
(1/4/2023)
(5/19/2025)
(8/27/2021)
(12/1/2006)
(6/25/2024)
(8/22/2022)
(4/18/2013)
(3/21/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
PARTNERCAP SECURITIES, LLC
CRD#: 107130 / SEC#: , 8-66997
Contact information
FINRA licenses (11 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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Company Information
PARTNERCAP SECURITIES, LLC
CRD#: 107130Bluffton, SC 29910TRUST BUT VERIFY
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