Alexander S. Macmillan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexander S Macmillan, who also goes by Alexander Sinclair Macmillan III, Alexander Stewart Macmillan III, Alexander Stewart Macmillan, Alec Macmillan, was a registered financial professional .
Alexander is a previously registered financial professional and started their career in finance in 2009. Alexander had worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2016 - November 9, 2017
EATON VANCE WATEROAK ADVISORS
September 22, 2014 - June 3, 2016
DETWILER FENTON INVESTMENT MANAGEMENT LLC
November 30, 2009 - August 2, 2010
MOODY, LYNN & LIEBERSON, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
EATON VANCE WATEROAK ADVISORS
CRD#: 132047 / SEC#: 801-63334
Contact information
Regulatory assets under management
| Total Number of Accounts | 5,607 |
| AUM (Assets Under Management) | $ 14,592,102,806 |
Red Flags
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