Marshall G. Montgomery

SOSEKI WEALTH MANAGEMENT

WINSTON-SALEM, NC

CRD#: 8192304

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Professional summary

Marshall Garland Montgomery is a registered financial advisor currently at SOSEKI WEALTH MANAGEMENT, LLC located in Winston-salem, North Carolina.

Marshall is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Marshall has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Garland Montgomery's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2026 - Present

SOSEKI WEALTH MANAGEMENT, LLC

RIA

CRD#: 339503

WINSTON-SALEM, NC

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(1/2/2026)

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Exams

State Security Law Exam

IAR

Series 65

Date: 9/26/2025

Uniform Investment Adviser Law Examination

Current Firm

SOSEKI WEALTH MANAGEMENT, LLC

SOSEKI WEALTH MANAGEMENT LLC | SOSEKI WEALTH MANAGEMENT, LLC

CRD#: 339503 / SEC#:

North Carolina

Registered Investment Advisory firm - (1/2/2026 Approved)

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Contact information

Main Address

Winston-salem, NC

Mailing Address

Phone number

(336) 529-3589

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Marshall G. Montgomery

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marshall Garland Montgomery's CRS (Customer Relationship Summary).

Certified licenses

Experience

SOSEKI WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/26/2025

Current Firm

SOSEKI WEALTH MANAGEMENT, LLC

Contact information

Documents

Red Flags

Company Information

SOSEKI WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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