Jeffrey R. Epstein
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Richard Epstein was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1976. Jeffrey had worked at 12 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 30, 2010 - April 18, 2013
CLARK DODGE & CO., INC.
August 21, 2002 - June 18, 2010
1ST DISCOUNT BROKERAGE, INC.
February 19, 2002 - August 21, 2002
ACUMENT SECURITIES, INC.
January 21, 1999 - March 1, 2002
RAYMOND JAMES & ASSOCIATES, INC.
January 2, 1990 - January 19, 1999
A. G. EDWARDS & SONS, INC.
October 27, 1986 - December 1, 1986
D. H. BLAIR & CO., INC.
May 27, 1986 - July 23, 1986
D. H. BLAIR & CO., INC.
March 6, 1984 - June 18, 1984
L. F. ROTHSCHILD & CO. INCORPORATED
February 25, 1983 - March 20, 1984
DREXEL BURNHAM LAMBERT INCORPORATED
February 22, 1978 - April 5, 1983
LEHMAN BROTHERS KUHN LOEB INCORPORATED
November 9, 1977 - February 22, 1978
LEHMAN BROTHERS INCORPORATED
May 12, 1977 - November 25, 1977
E. F. HUTTON & COMPANY INC
March 2, 1976 - June 17, 1977
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLARK DODGE & CO., INC.
CRD#: 23288 / SEC#: , 8-40292
Contact information
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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