TJ
Troy C. Jordan
GATEWAY WEALTH PARTNERS
CROMWELL, CT
Some features on this profile are disabled
CRD#: 819125
TJ
Professional summary
Troy Charles Jordan, who also goes by Troy C Jordan, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Cromwell, Connecticut and LPL FINANCIAL LLC located in Glastonbury, Connecticut.
Troy is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Troy has worked at 10 firms and has passed the Series 65, Series 63, SIE, PC and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Troy C Jordan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 02/27/2023 - Mercury Wealth Management - Business Entity For Tax/Investment Purposes Only - Revenue from securities & advisory practice only - Cromwell CT 06416 - Non investment related - 1 Hour per month - Start date: 02/22/2023. 2) 02/27/2023 - Non-Variable Insurance - Selling: Fixed Annuities and Life Insurance - Cromwell, CT 06416 - Investment related - 1 Hour per month - Start date: 02/22/2023. 3) 02/27/2023 - Gateway Financial Partners LLC - DBA for LPL Business (entity for LPL business) - Investment related - at reported business location(s). 4) 3/20/2023 - GATEWAY WEALTH PARTNERS, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Advisor - Start Date - 03/08/2023 - 100 Hours Per Month/6 Hours During Securities Trading - I provide investment advisory services through GATEWAY WEALTH PARTNERS, LLC, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 3/20/2023 - Gateway Wealth Partners, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Advisor - Start Date - 03/08/2023 - 100 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GATEWAY WEALTH PARTNERS, LLC, an independent investment advisor firm. I started this business activity in 03/2023. I expect to spend approximately 100 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Troy Charles Jordan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 15, 2023 - Present
GATEWAY WEALTH PARTNERS, LLC
RIA
CRD#: 322789
CROMWELL, CT
Current
March 13, 2023 - Present
LPL FINANCIAL LLC
Office #1: 455 Winding Brook Drive, Glastonbury, CT 06033RIA
BD
CRD#: 6413
Glastonbury, CT
Past
December 21, 2022 - April 3, 2023
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Cromwell, CT
Past
December 9, 2022 - April 3, 2023
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
CROMWELL, CT
Past
March 19, 2004 - April 11, 2023
CANTELLA & CO., INC.
RIA
CRD#: 13905
CROMWELL, CT
Past
March 19, 2004 - December 9, 2022
CANTELLA & CO., INC.
BD
CRD#: 13905
CROMWELL, CT
Past
September 9, 1991 - April 2, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
HARTFORD, CT
Past
January 24, 1989 - April 2, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Past
July 7, 1988 - February 25, 1989
MOORS & CABOT, INC.
BD
CRD#: 594
Past
February 11, 1982 - July 19, 1988
NORTH AMERICAN INVESTMENT CORP.
BD
CRD#: 7568
Past
February 23, 1979 - January 31, 1982
MOSELEY SECURITIES CORPORATION
BD
CRD#: 7908
Past
March 2, 1976 - February 23, 1979
MOSELEY, HALLGARTEN & ESTABROOK INC
BD
CRD#: 7501
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(3/13/2023)
RR
Connecticut(3/13/2023)
IAR
Connecticut(3/15/2023)
RR
Florida(3/29/2023)
RR
Massachusetts(3/13/2023)
RR
Pennsylvania(3/13/2023)
RR
Wisconsin(7/29/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
PC
Date: 3/8/1989
AMEX Put and Call ExamGeneral Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
