Jeffrey L. Lederer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Lester Lederer was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1976. Jeffrey had worked at 15 firms and has passed the SIE, Series 7, Series 41 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 20, 2015 - September 2, 2020
ROSS SECURITIES CORPORATION
January 21, 2015 - August 27, 2015
HORNOR, TOWNSEND & KENT, LLC
January 17, 2014 - April 15, 2014
SPEARHEAD CAPITAL, LLC
February 2, 2004 - February 1, 2012
FAGENSON & CO., INC.
September 23, 2003 - March 8, 2004
SRT SECURITIES LLC
August 15, 2000 - August 5, 2003
JOSEPH STEVENS & CO., INC.
July 26, 1996 - June 23, 1999
BROOK ASSET MANAGEMENT, L.L.C.
December 14, 1992 - March 18, 1996
GLICKENHAUS & CO.
April 18, 1991 - January 10, 1992
J.P. MORGAN SECURITIES LLC
July 31, 1979 - December 31, 1987
NEUBERGER BERMAN BD LLC
June 25, 1979 - September 30, 1979
LEHMAN BROTHERS INC.
January 18, 1978 - September 20, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
July 20, 1976 - January 4, 1977
LOEB, RHOADES & CO. INC.
March 2, 1976 - June 22, 1976
SALOMON BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 41
Date: 10/15/1983
NYSE Allied Member ExaminationCurrent Firm
ROSS SECURITIES CORPORATION
CRD#: 113796 / SEC#: , 8-53361
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ROSS, NORMAN EDMOND | PRESIDENT, CCO, CUSTODIAN | 2258201 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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