Bruce D. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bruce Donald Snyder, who also goes by Bruce D Snyder, was a registered financial professional .
Bruce is a previously registered financial professional and started their career in finance in 1976. Bruce had worked at 11 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 4, 2020 - December 31, 2025
SFG WEALTH ADVISORS, LLC
February 13, 2012 - December 31, 2019
THE STRATEGIC FINANCIAL ALLIANCE, INC.
January 20, 2012 - December 31, 2019
THE STRATEGIC FINANCIAL ALLIANCE, INC.
July 19, 2005 - January 23, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
June 2, 2005 - January 23, 2012
PACIFIC WEST SECURITIES, INC.
October 22, 1996 - June 1, 2005
GROVE POINT INVESTMENTS, LLC
October 22, 1996 - June 1, 2005
GROVE POINT INVESTMENTS, LLC
February 1, 1995 - October 23, 1996
CETERA ADVISORS LLC
April 5, 1988 - February 9, 1995
LOCUST STREET SECURITIES, INC.
May 30, 1986 - April 5, 1988
BERACHAH SECURITIES CORPORATION
November 27, 1985 - October 8, 1986
INTEGRATED RESOURCES EQUITY CORPORATION
November 15, 1981 - February 10, 1988
VERAVEST INVESTMENTS, INC.
May 3, 1979 - November 11, 1981
EQUITY SERVICES, INC.
March 3, 1976 - September 6, 1979
VERAVEST INVESTMENTS, INC.
Primary Firm SEC Registration
SFG WEALTH ADVISORS, LLC
CRD#: 307368 / SEC#: 801-121619
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/24/1976
Registered Representative ExaminationCurrent Firm
SFG WEALTH ADVISORS, LLC
CRD#: 307368 / SEC#: 801-121619
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 766 |
| AUM (Assets Under Management) | $ 163,389,725 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
