Matthew P. Deane
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Patrick Deane II, who also goes by Matt Deane, was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 1976. Matthew had worked at 8 firms and has passed the Series 63, Series 52TO, Series 79TO, SIE, Series 50, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 26, 2017 - October 10, 2023
BROAD STREET CAPITAL MARKETS, LLC
December 3, 2014 - August 10, 2015
ALAMO CAPITAL
April 21, 2011 - June 27, 2014
LEBENTHAL & CO., LLC
December 7, 2009 - February 8, 2011
HAPOALIM SECURITIES USA, INC.
February 25, 2008 - May 1, 2009
M. R. BEAL & COMPANY
April 25, 1997 - August 23, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 8, 1988 - March 28, 1997
REINOSO & COMPANY, INCORPORATED
March 1, 1976 - December 15, 1987
L. F. ROTHSCHILD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
BROAD STREET CAPITAL MARKETS, LLC
CRD#: 104026 / SEC#: , 8-52487
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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