EZ
E Dennis Zahrbock
FIRST ASSOCIATED INVESTMENT ADVISORS
Cumberland, WI
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CRD#: 819008
EZ
Professional summary
E Dennis Zahrbock, who also goes by Denny Zahrbock, E Dennis Zahrbock, is a registered financial advisor currently at FIRST ASSOCIATED INVESTMENT ADVISORS, INC. located in Cumberland, Wisconsin.
E Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. E Dennis has worked at 9 firms and has passed the Series 63, Series 66, Series 6TO, SIE, Series 7, Series 1 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Denny Zahrbock | E Dennis Zahrbock
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DENSUE, LLLP/1% OWNER/GENERAL PARTNER;22% Limited Partner, FAMILY PARTNERSHIP THAT HOLD COMMERCIAL REAL ESTATE NOT INVESTMENT RELATED./// 2) GEN. INS. AGCY.; /LIFE INSURANCE, LONG TERM CARE INSURANCE AND DISABILITY INSURANCE SALES; INDEPENDENT BROKER; SALES OF INSURANCE PRODUCTS; NOT INVESTMENT RELATED./// 3) VARIOUS VOLUNTEER BOARDS./// 4) INVESTMENT NETWORK GROUP; INVESTMENT CLUB; MEMBER; OWN 1/16TH OF THE CLUB AND INVEST $500 PER QUARTER IN THE SAME; INVESTMENT RELATED./// 5) SILSBY LAKE LODGE; NORTHERN MANITOBA, CANADA; COMMERCIAL FISHING LODGE; NOT INVESTMENT RELATED; DEN SUE, LLLP OWNS A $20,000 SHARE OR ABOUT 2%./// 6) 50 People (& More) Who Care: Current board member of Community based group that raises money ($100 per quarter from each member) and then gifts total raised to a chosen local business each quarter; not investment related and I am not in charge of any of the quarterly deposits./// 7) Serenity Shores Homeowners Association, 1530 Grove Street, Cumberland, Wisconsin 54829; President; Condominium Home Owners Association; NOT Investment Related; Start Date - July 2020; YES, Financial Interest as homeowner, own 1/12th of the association grounds; Approximately 6-10 hours per month; No Compensation./// 8) The Canvasback Company, 1534 Grove Street, Cumberland, Wisconsin 54829; General Life Insurance Consulting Firm; President; NOT Investment Related; Start Date - October 1, 2017; Owns 100% of Company; Approximately 21-40 hours per month; paid salary and bonuses at year end./// 9) Wayzata Place Condo Association; Wayzata, Minnesota 55391; President, Condo Association; Run Board Meetings and give input for Association Needs and Wants; NOT Investment Related; Start Date 09/2023; I own a Condo which represents about 2% of the Association; Approximately 6-10 hrs. per month; No compensation is paid.///
CRS (Client Relationship Summary) - RIA
Click below to view E Dennis Zahrbock's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 3, 2025 - Present
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
RIA
CRD#: 113086
Cumberland, WI
Past
July 19, 2021 - November 1, 2024
VALMARK ADVISERS, INC.
RIA
CRD#: 108050
Rice Lake, WI
Past
June 29, 2021 - November 1, 2024
VALMARK SECURITIES, INC.
BD
CRD#: 31243
RICE LAKE, WI
Past
April 6, 2004 - November 9, 2018
B&E INVESTMENT ADVISERS, INC.
RIA
CRD#: 129374
RICE LAKE, WI
Past
February 10, 2003 - December 31, 2017
VALMARK SECURITIES, INC.
BD
CRD#: 31243
WAYZATA, MN
Past
May 27, 1993 - March 5, 2003
WALNUT STREET SECURITIES, INC.
BD
CRD#: 15840
EL SEGUNDO, CA
Past
November 27, 1985 - April 26, 1999
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
June 29, 1983 - December 2, 1985
PLANNERS FINANCIAL SERVICES, INC.
BD
CRD#: 6751
Past
May 18, 1983 - January 17, 1984
NEW ENGLAND SECURITIES
BD
CRD#: 615
Past
March 26, 1980 - May 20, 1983
GENERAL AMERICAN LIFE INSURANCE COMPANY
BD
CRD#: 3963
Past
March 3, 1976 - March 25, 1980
NEW ENGLAND SECURITIES
BD
CRD#: 615
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FA
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
CRD#: 113086 / SEC#: 801-60972
RIA
Registered Investment Advisory firm - (3/6/2002 Approved)Wisconsin
Registered Investment Advisory firm - (3/8/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(1/3/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 6/29/2021
Investment Company Products/Variable Contracts Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 2/26/1976
Registered Representative ExaminationPrincipal/Supervisory Exam
Current Firm
FA
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
CRD#: 113086 / SEC#: 801-60972
RIA
Registered Investment Advisory firm - (3/6/2002 Approved)Wisconsin
Registered Investment Advisory firm - (3/8/2002 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5161 Miller Trunk Highway, Duluth, MN 55811-1203
Mailing Address
Phone number
(218) 722-8248
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1 |
| AUM (Assets Under Management) | $ 52,183,383 |
Red Flags
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Company Information
FIRST ASSOCIATED INVESTMENT ADVISORS, INC.
CRD#: 113086Cumberland, WITRUST BUT VERIFY
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Contact information
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