Lindsay Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lindsay Hill was a registered financial professional .
Lindsay is a previously registered financial professional and started their career in finance in 1976. Lindsay had worked at 7 firms and has passed the Series 63, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1991 - July 24, 1995
VINING-SPARKS IBG, LLC
May 10, 1990 - July 24, 1995
ICBA SECURITIES
March 6, 1990 - January 1, 1991
VINING-SPARKS SECURITIES, INC.
July 26, 1988 - December 13, 1989
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
July 6, 1987 - July 23, 1988
VINING-SPARKS SECURITIES, INC.
March 3, 1986 - July 2, 1987
UNION PLANTERS INVESTMENT BANKERS GROUP, INC.
June 16, 1977 - July 23, 1978
SOUTHSTATE|DUNCANWILLIAMS SECURITIES CORP.
August 3, 1976 - October 11, 1976
SCOTT & STRINGFELLOW, LLC
March 2, 1976 - August 3, 1976
CRAIGIE MASON HAGAN INC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VINING-SPARKS IBG, LLC
CRD#: 27502 / SEC#: , 8-43150
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 8 |
Red Flags
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