Charles S. Nemec
Professional summary
Charles Stanley Nemec is a registered financial advisor currently at WALL STREET CAPITAL ADVISORS, LLC located in Ladue, Missouri.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Charles has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Stanley Nemec's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 14, 2007 - Present
WALL STREET CAPITAL ADVISORS, LLC
Office #1: 9909 Clayton Rd Ste Ll1, Ladue, MO 63124February 14, 2007 - December 31, 2024
WALL STREET CAPITAL ADVISORS, LLC
October 19, 2004 - June 10, 2009
WALL STREET CAPITAL CORPORATION
June 5, 2003 - October 4, 2004
GIRARD SECURITIES, INC.
March 18, 2003 - October 4, 2004
GIRARD SECURITIES, INC.
November 10, 1989 - March 28, 2003
SPELMAN & CO., INC.
June 22, 1988 - September 13, 1988
LOWELL H. LISTROM & COMPANY INC.
November 17, 1987 - February 13, 1988
FIRST BANKERS' BANC SECURITIES, INC
June 18, 1986 - January 23, 1987
OAKBRIDGE FINANCIAL SERVICES
August 30, 1983 - December 31, 2024
WALL STREET CAPITAL CORPORATION
May 14, 1981 - September 12, 1983
WZW FINANCIAL SERVICES, INC.
March 19, 1979 - October 27, 1979
R. ROWLAND & CO., INCORPORATED
March 2, 1976 - April 23, 1979
THOMSON MCKINNON SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/14/2007)
(3/27/2025)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
WALL STREET CAPITAL ADVISORS, LLC
CRD#: 150334 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 25 |
| AUM (Assets Under Management) | $ 3,500,000 |
Red Flags
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Company Information
WALL STREET CAPITAL ADVISORS, LLC
CRD#: 150334Ladue, MO 63124TRUST BUT VERIFY
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