William J. Mullally
Professional summary
William John Mullally, who also goes by Bill Mallally, is a registered financial advisor currently at ALAMO CAPITAL located in Walnut Creek, California.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. William has worked at 13 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William John Mullally's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view William John Mullally's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 24, 2010 - Present
ALAMO CAPITAL
Office #1: 201 N Civic Dr #180, Walnut Creek, CA 94596Office #2: 201 N Civic Dr #180, Walnut Creek, CA 94596-3761Office #3: 201 N Civic Dr #180, Walnut Creek, CA 94596-3761Office #4: 150 S Wacker Ste 2400, Chicago, IL 60606June 19, 1990 - Present
ALAMO CAPITAL
Office #1: 201 N Civic Dr #180, Walnut Creek, CA 94596Office #2: 201 N Civic Dr #180, Walnut Creek, CA 94596-3761Office #3: 150 S Wacker Ste 2400, Chicago, IL 60606Office #4: 201 N Civic Dr Suite 180, Walnut Creek, CA 94596September 27, 2005 - April 2, 2007
BACKSTROM MCCARLEY BERRY & CO., LLC
September 6, 2005 - October 18, 2005
INVESTORS RESOURCES GROUP, INC.
June 19, 1991 - December 31, 1996
FOOTHILL SECURITIES, INC.
April 17, 1990 - April 7, 1992
PORTFOLIO ASSET MGT/USA FINANCIAL GROUP INC.
January 11, 1990 - July 17, 2013
WESTHOFF, CONE & HOLMSTEDT
July 5, 1988 - November 19, 1988
D.J. KAELKER & ASSOCIATES, INC.
April 15, 1987 - February 10, 1990
FIRST AMERICA EQUITIES CORP.
December 24, 1985 - September 24, 1986
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
January 12, 1985 - November 5, 1985
ACUMENT SECURITIES, INC.
July 8, 1981 - December 7, 1984
UBS FINANCIAL SERVICES INC.
May 4, 1979 - November 13, 1981
WEST COAST SECURITIES CORPORATION
March 2, 1976 - January 4, 1979
STONE & YOUNGBERG LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/5/1990)
(2/24/2010)
(6/8/2009)
(9/8/2008)
(1/1/1996)
(11/28/2011)
(6/29/2004)
(9/26/2005)
(8/8/1997)
(5/15/2001)
(1/17/1997)
(4/9/2009)
(6/16/2011)
(4/20/2009)
(4/13/2005)
(3/15/2011)
(8/7/1998)
(11/30/2011)
(10/26/2007)
(9/6/1996)
(9/20/1996)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/21/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALAMO CAPITAL
CRD#: 26193 / SEC#: , 8-42293
Contact information
FINRA licenses (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 81,684,700 |
Disclosures
| Regulatory Event | 3 |
| Bond | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ALAMO CAPITAL
CRD#: 26193Walnut Creek, CA 94596TRUST BUT VERIFY
Monitor William Mullally
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