Irene Pajer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Irene Pajer, who also goes by Irene Pajer Bultman, Irene Bultman, was a registered financial professional .
Irene is a previously registered financial professional and started their career in finance in 1976. Irene had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 2, 2014 - June 12, 2015
STERNE, AGEE & LEACH, INC.
February 13, 2013 - May 6, 2014
RAYMOND JAMES & ASSOCIATES, INC.
March 8, 2002 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
February 12, 1981 - March 20, 2002
WACHOVIA SECURITIES, INC.
March 9, 1979 - February 2, 1981
ROBERT W. BAIRD & CO. INCORPORATED
July 12, 1977 - October 7, 1977
SCHNEIDER, BERNET & HICKMAN, INC.
March 2, 1976 - August 1, 1976
ROBERT W. BAIRD & CO. INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/11/2000
Limited Representative-Equity Trader ExamCurrent Firm
STERNE, AGEE & LEACH, INC.
CRD#: 791 / SEC#: , 8-11754
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTL FCSTONE INC. | 100% OWNER | |
| TROUT, RONALD CAREY | CHIEF COMPLIANCE OFFICER | 2947546 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
