James E. Regan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Edward Regan, who also goes by James E Regan, Jim Regan, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1976. James had worked at 5 firms and has passed the Series 63, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 13, 1989 - November 17, 1989
BLACKWELL DONALDSON & COMPANY
July 28, 1986 - June 6, 1988
FIRST SECURITIES NORTHWEST, INC.
August 25, 1984 - June 30, 1986
FIRST UNION SECURITIES INC
March 22, 1982 - August 15, 1984
PAULSON INVESTMENT COMPANY LLC
March 2, 1976 - March 18, 1982
T.E. SLANKER COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
BLACKWELL DONALDSON & COMPANY
CRD#: 7981 / SEC#: , 8-23933
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
