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BV

Basil K. Vasiliou

VASILIOU & COMPANY
MIAMI BEACH, FL
Some features on this profile are disabled
CRD#: 818771
BV

Professional summary

Basil Kim Vasiliou is a registered financial professional currently at VASILIOU & COMPANY, INC. located in Miami Beach, Florida.

Basil is registered as a RR (Registered Representative) and started their career in finance in 1976. Basil has worked at 6 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 57TO, Series 72, SIE, Series 55, Series 7, Series 14, Series 27 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Basil Kim Vasiliou's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 29, 1986 - Present

VASILIOU & COMPANY, INC.

Office #2: 800 South Pointe Drive Suite 2001, Miami Beach, FL 33139
BD
CRD#: 18454
MIAMI BEACH, FL
Past

September 27, 1990 - December 22, 1993

VASILIOU FRERES & CO., INC.

BD
CRD#: 25909
Past

June 5, 1985 - March 14, 1988

WALL STREET ASSOCIATES, L.P.

BD
CRD#: 15109
Past

April 21, 1980 - November 20, 1986

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
Past

September 26, 1978 - May 18, 1980

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

March 2, 1976 - September 26, 1978

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

BD
CRD#: 572

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(3/29/2018)

Exams

State Security Law Exam
RR
Series 63
Date: 5/11/1981
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
Series 72
Date: 1/2/2023
Government Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 4/8/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 2/21/1976
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 27
Date: 10/27/1998
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/10/1986
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

V&
VASILIOU & COMPANY, INC.
VASILIOU & COMPANY INC. | VASILIOU & COMPANY, INC.

CRD#: 18454 / SEC#: , 8-36698

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
800 South Pointe Drive Suite 2001, Miami Beach, FL 33139
Mailing Address
800 South Pointe Drive Suite 2001, Miami Beach, FL 33139
Phone number
(305) 608-0807
Established
Florida since 11/10/2004
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

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Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
VASILIOU, BASIL KIMPRESIDENT, CEO, CHAIRMAN, DIRECTOR, FINOP,CCO818771

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

VASILIOU & COMPANY, INC.

CRD#: 18454Miami Beach, FL

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