Robin L. Walter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robin Lee Walter, who also goes by Robin Lee Hutchins, Robin Hutchins, Robin Keirn, Robin Kerin, Robin Lee Prange, Robin L Stadel, Robin L Nee Prange Stadel, Robin L Prange Stadel, Robin L Walter, was a registered financial professional .
Robin is a previously registered financial professional and started their career in finance in 1976. Robin had worked at 10 firms and has passed the Series 65, Series 63, SIE, PC, Series 7, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 23, 2011 - December 31, 2021
IPI WEALTH MANAGEMENT, INC.
November 23, 2011 - December 31, 2021
INVESTMENT PLANNERS, INC.
November 28, 2000 - November 30, 2011
EAGLE ONE INVESTMENTS, LLC
August 7, 2000 - November 30, 2011
EAGLE ONE INVESTMENTS, LLC
December 6, 1996 - August 10, 2000
STANTON INVESTMENT SERVICES, INC.
December 16, 1992 - December 2, 1996
JOHN G. KINNARD AND COMPANY, INCORPORATED
September 4, 1990 - December 24, 1992
WELLS FARGO CLEARING SERVICES, LLC
July 20, 1978 - September 4, 1990
BLUNT ELLIS & LOEWI INCORPORATED
February 11, 1977 - May 7, 1978
THOMSON MCKINNON SECURITIES INC.
November 30, 1976 - February 19, 1977
WZW FINANCIAL SERVICES, INC.
March 1, 1976 - December 15, 1976
RAYMOND JAMES & ASSOCIATES, INC.
Primary Firm SEC Registration
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 7/1/1978
AMEX Put and Call ExamSeries 8
Date: 6/3/1991
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IPI WEALTH MANAGEMENT, INC.
CRD#: 111872 / SEC#: 801-56878
Contact information
SEC notice filing (47 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 10,743 |
| AUM (Assets Under Management) | $ 2,248,994,441 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
