Oliver Tockman
Professional Summary
Oliver Tockman is a registered financial advisor currently at E.F. HUTTON & CO. LLC located in New York, New York. Oliver is registered as a RR (Registered Representative) and started their career in finance in 2026. Oliver has worked at 1 firm and has passed the Series 63, Series 7TO and SIE exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
1 years in the financial services industry
Current & Past Employments
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Current Firm
E.F. HUTTON & CO. LLC | WH CAPITAL LLC
Contact Information
Main Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151Mailing Address
745 Fifth Avenue 34th Floor & Ph, New York, NY 10151Phone Number
(212) 970-3700Established
Delaware since 03/20/2026Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(6/1/2026)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Oliver Tockman's CRS (Customer Relationship Summary).
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