Rocco Joseph Testa

I am the CSO and Shareholder of Ferrante Holdings Inc., an investment-related holding company organized in Virginia. Ferrante Holdings Inc. owns and oversees two affiliated businesses: Ferrante Capital LLC, a Virginia investment adviser applicant, and Falco Systems LLC, a software development company. My relationship with Ferrante Holdings Inc. began in August 2025. I devote approximately 5 hours per month to this business, with 0 hours during securities trading hours. My responsibilities include coordinating long and short term strategy. Ferrante Holdings Inc. itself does not engage in investment advisory activity, trading, or client-facing services; it functions strictly as a parent and oversight entity. Additionally, I am an Owner and Developer for Falco Systems LLC, a Virginia-organized, non-investment-related software company. Falco Systems develops, maintains, and licenses algorithmic trading tools and related software for use by individual traders. My relationship with Falco began in September 2025. I devote approximately 40 hours per month to this work, with 0 hours during securities trading hours. My duties include software research, coding, system design, testing, product improvements, and handling updates to the licensed tools. Falco Systems provides software only; it does not give investment advice, manage assets, or recommend securities to clients of Ferrante Capital LLC or to any other users.