RT
Rocco J. Testa
FERRANTE CAPITAL
hollywood, FL
CRD#: 8186815
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RT
Rocco Joseph TestaFERRANTE CAPITAL
Professional summary
Rocco Joseph Testa is a registered financial advisor currently at FERRANTE CAPITAL LLC located in Hollywood, Florida.
Rocco is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Rocco has worked at 1 firm and has passed the Series 65 and SIE exams.
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Rocco Joseph Testa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 26, 2026 - Present
FERRANTE CAPITAL LLC
RIA
CRD#: 338301
hollywood, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Virginia(3/26/2026)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
FC
FERRANTE CAPITAL LLC
FERRANTE CAPITAL | FERRANTE CAPITAL LLC
CRD#: 338301 / SEC#:
Virginia
Registered Investment Advisory firm - (3/5/2026 Approved)Loading...
Contact information
Main Address
Virginia Beach, VA
Mailing Address
Phone number
(757) 202-2186
Established
Firm type
Fiscal year end
# of Employees
3
0
Red Flags
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