Hannah M. Gutrich

FI401K ADVISORS

CENTENNIAL, CO 80112

CRD#: 8186652

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Professional summary

Hannah Marie Gutrich, who also goes by Hannah Gutrich, is a registered financial advisor currently at FI401K ADVISORS located in Centennial, Colorado.

Hannah is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Hannah has worked at 1 firm and has passed the Series 65 and SIE exams.

At a Glance

Always Fiduciary

Aliases

Hannah Gutrich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hannah Marie Gutrich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 5, 2025 - Present

FI401K ADVISORS

Office #1: 9137 East Mineral Circle Suite 210, Centennial, CO 80112

RIA

CRD#: 168408

CENTENNIAL, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FI401K ADVISORS

FI401K ADVISORS | FI401K ADVISORS, LLC

CRD#: 168408 / SEC#: 801-107736

RIA

Registered Investment Advisory firm - (4/22/2016 Approved)

Colorado

Registered Investment Advisory firm - (5/10/2016 Terminated)

Illinois

Registered Investment Advisory firm - (4/22/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (5/2/2016 Terminated)

Ohio

Registered Investment Advisory firm - (4/26/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/5/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/25/2024

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 9/1/2023

Securities Industry Essentials Examination

Current Firm

FI401K ADVISORS

FI401K ADVISORS | FI401K ADVISORS, LLC

CRD#: 168408 / SEC#: 801-107736

RIA

Registered Investment Advisory firm - (4/22/2016 Approved)

Colorado

Registered Investment Advisory firm - (5/10/2016 Terminated)

Illinois

Registered Investment Advisory firm - (4/22/2016 Terminated)

North Carolina

Registered Investment Advisory firm - (5/2/2016 Terminated)

Ohio

Registered Investment Advisory firm - (4/26/2016 Terminated)

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Contact information

Main Address

9137 East Mineral Circle Suite 210, Centennial, CO 80112

Mailing Address

Phone number

(303) 495-5890

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV - PART 2A & 2B - REVISED JAN 2025 (1/30/2026)

Regulatory assets under management

Total Number of Accounts	305
AUM (Assets Under Management)	$ 914,955,513

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Hannah M. Gutrich

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Hannah Marie Gutrich's CRS (Customer Relationship Summary).

Certified licenses

Experience

FI401K ADVISORS

Primary Firm SEC Registration

FI401K ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 10/25/2024

SIE

Date: 9/1/2023

Current Firm

FI401K ADVISORS

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FI401K ADVISORS

TRUST BUT VERIFY

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