Michael M. Leconey, Sr.
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Morgan Leconey, Sr., who also goes by Michael Morgan Leconey, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1976. Michael had worked at 14 firms and has passed the Series 63, Series 86, Series 87 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 16, 2004 - April 24, 2014
BISHOP, ROSEN & CO., INC.
August 4, 2003 - March 19, 2004
GILFORD SECURITIES INCORPORATED
March 20, 2003 - August 5, 2003
GRANTA CAPITAL GROUP LLC
January 31, 2001 - March 17, 2003
GILFORD SECURITIES INCORPORATED
March 2, 2000 - January 31, 2001
DIRKS & COMPANY, INC.
February 23, 1998 - December 13, 1999
ARJENT LTD.
July 18, 1996 - December 31, 1997
NATIONAL SECURITIES CORPORATION
November 16, 1994 - May 2, 1996
COLEMAN & COMPANY SECURITIES, INC.
February 27, 1992 - November 18, 1994
FAB SECURITIES OF AMERICA, INC.
October 31, 1989 - January 6, 1992
BAIRD, PATRICK & CO., INC.
February 12, 1986 - December 5, 1989
LIBERTY STREET SECURITIES CORPORATION
September 26, 1978 - December 5, 1983
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 1, 1978 - September 26, 1978
MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.
November 22, 1977 - January 17, 1978
SHEARSON HAYDEN STONE INC.
March 1, 1976 - November 22, 1977
FAULKNER, DAWKINS & SULLIVAN INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 40
Date: 2/26/1976
Registered Principal ExaminationCurrent Firm
BISHOP, ROSEN & CO., INC.
CRD#: 1248 / SEC#: , 8-12140
Contact information
Disclosures
| Regulatory Event | 15 |
| Arbitration | 1 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
