Michael C. Roan
Professional summary
Michael Clark Roan, CFP®, who also goes by Mike Roan, is a registered financial advisor currently at BONNEVILLE MULTI-FAMILY OFFICE located in Provo, Utah.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Michael has worked at 14 firms and has passed the Series 65, Series 63, Series 15, Series 5, Series 7, Series 1 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael Clark Roan's CRS (Customer Relationship Summary).
Certified licenses
Start date: 1982
Experience
January 27, 2012 - Present
BONNEVILLE MULTI-FAMILY OFFICE
September 15, 2006 - January 18, 2007
STONEHURST SECURITIES, INC.
September 15, 2006 - November 11, 2009
STONEHURST SECURITIES, INC.
March 10, 2005 - September 21, 2011
STRATEGIS FINANCIAL GROUP, INC
December 16, 2004 - September 21, 2006
BRECEK & YOUNG ADVISORS, INC.
July 20, 2001 - December 31, 2002
CITIGROUP GLOBAL MARKETS INC.
November 24, 1999 - April 25, 2001
MORGAN STANLEY & CO. LLC
April 8, 1996 - November 8, 1999
MORGAN STANLEY DW INC.
June 7, 1994 - March 29, 1995
FUNDS DISTRIBUTOR, LLC
June 11, 1991 - December 31, 1993
SECURITIES AMERICA, INC.
February 10, 1988 - June 26, 1989
NORTHERN TRUST SECURITIES, INC.
May 29, 1985 - August 15, 1987
PIPER SANDLER & CO.
August 8, 1984 - June 4, 1985
LEHMAN BROTHERS INC.
November 26, 1979 - August 13, 1984
FOSTER & MARSHALL INC.
March 1, 1976 - November 1, 1979
NORTH AMERICAN MANAGEMENT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/27/2012)
Exams
Series 15
Date: 11/9/1983
Foreign Currency Options ExaminationSeries 5
Date: 10/5/1983
Interest Rate Options ExaminationSeries 1
Date: 2/21/1976
Registered Representative ExaminationSeries 8
Date: 8/25/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
BONNEVILLE MULTI-FAMILY OFFICE
CRD#: 156284 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 18 |
| AUM (Assets Under Management) | $ 8,300,000 |
Red Flags
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