MF
Mari L. Fries
PROSPERITEA PLANNING
San Diego, CA
CRD#: 8185401
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MF
Mari Lynn FriesPROSPERITEA PLANNING
Professional summary
Mari Lynn Fries is a registered financial advisor currently at PROSPERITEA PLANNING located in San Diego, California.
Mari is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Mari has worked at 1 firm .
At a Glance
Always Fiduciary
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Mari Lynn Fries's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 14, 2025 - Present
PROSPERITEA PLANNING
RIA
CRD#: 282041
San Diego, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PROSPERITEA PLANNING
MARSDEN, WENDY SUZANNE CONRAD | TEA & TAXES COMPANY DBA PROSPERITEA PLANNING | PROSPERITEA PLANNING
CRD#: 282041 / SEC#: 801-134175
RIA
Registered Investment Advisory firm - (8/21/2025 Approved)Massachusetts
Registered Investment Advisory firm - (11/19/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(11/14/2025)
IAR
Massachusetts(12/3/2025)
Exams
Current Firm
PROSPERITEA PLANNING
MARSDEN, WENDY SUZANNE CONRAD | TEA & TAXES COMPANY DBA PROSPERITEA PLANNING | PROSPERITEA PLANNING
CRD#: 282041 / SEC#: 801-134175
RIA
Registered Investment Advisory firm - (8/21/2025 Approved)Massachusetts
Registered Investment Advisory firm - (11/19/2025 Terminated)Loading...
Contact information
Main Address
308 Main Street, Greenfield, MA 01301
Mailing Address
Phone number
(413) 829-4832
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 537 |
| AUM (Assets Under Management) | $ 124,992,422 |
Red Flags
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