William P. Mccauley
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Patrick Mccauley was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1975. William had worked at 7 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 9, 1997 - February 15, 2023
AVM, L.P.
February 27, 1992 - September 21, 1993
KEVIN CONNORS & CO., L.P.
September 24, 1980 - February 23, 1988
CREDIT SUISSE SECURITIES (USA) LLC
June 25, 1979 - October 22, 1980
LEHMAN BROTHERS INC.
January 18, 1978 - June 25, 1979
LOEB PARTNERS
January 4, 1977 - January 18, 1978
LOEB RHOADES & CO. INC.
December 20, 1975 - January 4, 1977
LOEB, RHOADES & CO. INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AVM, L.P.
CRD#: 16710 / SEC#: , 8-35136
Contact information
FINRA licenses (8 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HSZ HOLDINGS, LLC | LIMITED PARTNER | |
| LESTER N. COYLE REVOCABLE TRUST | LIMITED PARTNER | |
| PANTHERS INVESTMENT LIMITED PARTNERSHIP | LIMITED PARTNER | |
| PELLEGRINO, CHRISTIAN MINASSIAN | LIMITED PARTNER | 6053985 |
| PREST, JASON | LIMITED PARTNER | 4475716 |
| SARAOGI HOLDINGS, LLC | LIMITED PARTNER | |
| WYLER, SCOTT LAWRENCE | LIMITED PARTNER | 2869488 |
| WYLER, SCOTT LAWRENCE | CHIEF EXECUTIVE OFFICER | 2869488 |
| ANUAR, YELENA NMN | LIMITED PARTNER | 6253705 |
| ANUAR, YELENA NMN | CHIEF FINANCIAL OFFICER | 6253705 |
| AVM ASSOCIATES LLC | GENERAL PARTNER | |
| COYLE, LESTER NOEL | TRUSTEE OF THE LESTER N. COYLE REVOCABLE TRUST | 4727659 |
| HANSEN, KAREN MARIE | GENERAL COUNSEL | 5291197 |
| HANSEN, KAREN MARIE | TRUSTEE OF THE KAREN M. HANSEN REVOCABLE TRUST | 5291197 |
| OLOFSSON, THOMAS ROLF | LIMITED PARTNER | 3244639 |
| POLLARD, JOHN DAVID JR | CHIEF COMPLIANCE OFFICER | 7884559 |
| PRINTZ, ROBERT ANDREW | PRESIDENT | 2348404 |
| THE KAREN M. HANSEN REVOCABLE TRUST | LIMITED PARTNER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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