Carl J. Domino

CARL DOMINO

West Palm Beach, FL 33401

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CRD#: 818537

Professional summary

Carl Joseph Domino is a registered financial advisor currently at CARL DOMINO INC. located in West Palm Beach, Florida.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Carl has worked at 4 firms and has passed the Series 65 and Series 40 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Law Offices of Carl Domino; owner of the business; opened 1987, located at 136 Terrapin Trail, Jupiter, FL 33458, spends 120 hours per month on the business, 50 of which are during trading hours; family law practice

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Joseph Domino's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 12, 2005 - Present

CARL DOMINO INC.

Office #1: 220 Quadrille Blvd. Ste. 220, West Palm Beach, FL 33401

RIA

CRD#: 131528

West Palm Beach, FL

Past

July 26, 2000 - June 21, 2006

NORTHERN TRUST INVESTMENTS, INCORPORATED

RIA

CRD#: 105780

WEST PALM BEACH, FL

Past

July 11, 1985 - May 13, 1986

DELAWARE DISTRIBUTORS, L.P.

CRD#: 14232

Past

March 1, 1976 - November 29, 1985

DELAWARE MANAGEMENT COMPANY, INC.

CRD#: 212

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(7/12/2005)

IAR

Texas
(7/3/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/21/1993

Uniform Investment Adviser Law Examination

Principal/Supervisory Exam

Series 40

Date: 2/23/1976

Registered Principal Examination

Current Firm

CARL DOMINO INC.

CRD#: 131528 / SEC#: 801-63409

RIA

Registered Investment Advisory firm - (9/23/2019 Terminated)

Florida

Registered Investment Advisory firm - (9/19/2019 Approved)

Texas

Registered Investment Advisory firm - (5/9/2019 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

220 Quadrille Blvd. Ste. 220, West Palm Beach, FL 33401

Mailing Address

Phone number

(561) 833-2882

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	50
AUM (Assets Under Management)	$ 76,627,726

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carl J. Domino

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Joseph Domino's CRS (Customer Relationship Summary).

Certified licenses

Experience

CARL DOMINO INC.

NORTHERN TRUST INVESTMENTS, INCORPORATED

DELAWARE DISTRIBUTORS, L.P.

DELAWARE MANAGEMENT COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 12/21/1993

Series 40

Date: 2/23/1976

Current Firm

CARL DOMINO INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CARL DOMINO INC.

TRUST BUT VERIFY

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