David C. Hill
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Charles Hill, who also goes by Dave Hill, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1976. David had worked at 26 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2019 - February 28, 2025
BROOKSTONE CAPITAL MANAGEMENT LLC
March 7, 2018 - March 5, 2019
IAMS WEALTH MANAGEMENT, LLC
January 14, 2014 - December 1, 2017
SUMMIT FINANCIAL GROUP INC
January 7, 2014 - December 1, 2017
SUMMIT BROKERAGE SERVICES, INC.
July 18, 2011 - January 24, 2014
NBC SECURITIES, INC.
July 12, 2011 - January 24, 2014
NBC SECURITIES, INC.
November 9, 2009 - July 12, 2011
WOODBURY FINANCIAL SERVICES, INC.
November 3, 2009 - July 12, 2011
WOODBURY FINANCIAL SERVICES, INC.
June 19, 2007 - October 29, 2009
COLONIAL ASSET MANAGEMENT INC
June 4, 2007 - October 30, 2009
COLONIAL BROKERAGE, INC.
May 25, 2006 - November 2, 2006
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
May 23, 2006 - October 31, 2006
AMSOUTH INVESTMENT SERVICES, INC.
September 9, 2005 - June 5, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
August 31, 1998 - June 5, 2006
MM ASCEND LIFE INVESTOR SERVICES, LLC
April 22, 1998 - August 12, 1998
FISERV INVESTOR SERVICES, INC.
March 18, 1998 - April 22, 1998
FSC SECURITIES CORPORATION
April 30, 1997 - March 18, 1998
CRISPIN KOEHLER SECURITIES
December 17, 1991 - April 25, 1997
UBS FINANCIAL SERVICES INC.
December 19, 1989 - December 14, 1991
SECURITIES AMERICA, INC.
November 1, 1989 - January 1, 1990
FIRST CALIFORNIA CAPITAL MARKETS GROUP, INC.
June 30, 1989 - October 30, 1989
MARINER FINANCIAL SERVICES, INC.
October 7, 1988 - July 10, 1989
PFG SECURITIES, INC.
March 7, 1988 - October 17, 1988
PFS INVESTMENTS INC.
November 8, 1983 - February 16, 1988
COREBRIDGE CAPITAL SERVICES, INC.
June 19, 1983 - August 22, 1983
AETNA LIFE INSURANCE AND ANNUITY COMPANY
October 21, 1980 - October 28, 1985
METLIFE INVESTORS DISTRIBUTION COMPANY
January 4, 1979 - October 26, 1980
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
November 30, 1977 - May 10, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
February 20, 1976 - June 12, 1977
WADDELL & REED
Primary Firm SEC Registration
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/16/1976
Registered Representative ExaminationCurrent Firm
BROOKSTONE CAPITAL MANAGEMENT LLC
CRD#: 141413 / SEC#: 801-68010
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 73,650 |
| AUM (Assets Under Management) | $ 10,409,137,908 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
