Carol A. Truluck

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES

North Haven, CT 06473

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CRD#: 818387

Professional summary

Carol A Truluck, CFP®, who also goes by Carol Ann Delucia, Carol Parcesepe Delucia, Carol Delucia Truluck, is a registered financial advisor currently at FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC. located in North Haven, Connecticut and INNOVATIVE ASSET ADVISORS GROUP located in North Haven, Connecticut.

Carol is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Carol has worked at 8 firms and has passed the Series 63, SIE, Series 7, Series 1 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carol Ann Delucia | Carol Parcesepe Delucia | Carol Delucia Truluck

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) MERIT INSURANCE AGENCY/CAROL TRULUCK, Hartford, CT, FIXED INSURANCE SALES, INVESTMENT RELATED, INSURANCE AGENT, NUMBER OF HOURS DEVOTED PER MONTH: 1 NUMBER OF HOURS DEVOTED PER MONTH DURING SECURITIES TRADING HOURS: 1 START DATE: 03/1986, SALES OF FIXED INSURANCE PRODUCTS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carol A Truluck's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1988

Experience

Current

April 19, 2023 - Present

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.

Office #1: 110 Washington Ave 3 Fl., North Haven, CT 06473

RIA

CRD#: 113526

North Haven, CT

Current

September 29, 2025 - Present

INNOVATIVE ASSET ADVISORS GROUP

Office #1: 110 Washington Ave. 3rd Fl., North Haven, CT 06473

RIA

CRD#: 336773

North Haven, CT

Past

July 31, 2012 - March 29, 2023

OSAIC WEALTH, INC.

RIA

CRD#: 23131

Farmington, CT

Past

July 24, 2012 - March 29, 2023

OSAIC WEALTH, INC.

CRD#: 23131

Farmington, CT

Past

July 29, 2009 - July 24, 2012

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

RIA

CRD#: 134139

HAMDEN, CT

Past

July 28, 2009 - July 24, 2012

CAMBRIDGE INVESTMENT RESEARCH, INC.

CRD#: 39543

HAMDEN, CT

Past

February 5, 2002 - July 28, 2009

MUTUAL SERVICE CORPORATION

RIA

CRD#: 4806

HAMDEN, CT

Past

February 5, 2002 - August 12, 2009

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.

RIA

CRD#: 113526

BETHEL, CT

Past

March 31, 1999 - July 28, 2009

MUTUAL SERVICE CORPORATION

CRD#: 4806

HAMDEN, CT

Past

February 20, 1986 - March 31, 1999

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Past

February 20, 1976 - March 10, 1986

WADDELL & REED

CRD#: 866

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(4/19/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 4/22/1987

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/17/1987

General Securities Representative Examination

General Industry/Product Exam

Series 1

Date: 2/12/1976

Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/13/1988

General Securities Principal Examination

Current Firm

INNOVATIVE ASSET ADVISORS GROUP

INNOVATIVE ASSET ADVISORS GROUP | INNOVATIVE ASSET ADVISORS GROUP, LLC

CRD#: 336773 / SEC#: 801-133714

RIA

Registered Investment Advisory firm - (6/24/2025 120-Day Approval)

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Contact information

Main Address

1 Enterprise Drive, Suite 425, Shelton, CT 06484

Mailing Address

Phone number

(203) 444-3599

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-2B (5/21/2025)

Regulatory assets under management

Total Number of Accounts	290
AUM (Assets Under Management)	$ 134,490,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Carol A. Truluck

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carol A Truluck's CRS (Customer Relationship Summary).

Certified licenses

Experience

INNOVATIVE ASSET ADVISORS GROUP

OSAIC WEALTH, INC.

OSAIC WEALTH, INC.

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

CAMBRIDGE INVESTMENT RESEARCH, INC.

MUTUAL SERVICE CORPORATION

FINANCIAL STRATEGIES INVESTMENT ADVISOR SERVICES, INC.

MUTUAL SERVICE CORPORATION

TITAN/VALUE EQUITIES GROUP, INC.

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 63

Date: 4/22/1987

SIE

Date: 10/1/2018

Series 7

Date: 10/17/1987

Series 1

Date: 2/12/1976

Series 24

Date: 7/13/1988

Current Firm

INNOVATIVE ASSET ADVISORS GROUP

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INNOVATIVE ASSET ADVISORS GROUP

TRUST BUT VERIFY

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