Carson Wick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carson Wick, who also goes by Carson Brad Wick, was a registered financial professional .
Carson is a previously registered financial professional and started their career in finance in 2025. Carson had worked at 3 firms and has passed the Series 66, Series 7TO and SIE exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 11, 2026 - August 14, 2026
LEMNIS CAPITAL
March 11, 2026 - May 28, 2026
INNOVATION PARTNERS LLC
December 10, 2025 - March 9, 2026
EQUITABLE ADVISORS, LLC
November 19, 2025 - March 9, 2026
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 11/19/2025
General Securities Representative ExaminationCurrent Firm
LEMNIS CAPITAL
CRD#: 340137 / SEC#: 801-135496
Contact information
SEC notice filing (1 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
