Carson B. Wick

VANGUARD ADVISERS

PLANO, TX 75024

Some features on this profile are disabled

CRD#: 8182168

Professional summary

Carson Brad Wick, who also goes by Carson Wick, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.

Carson is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2025. Carson has worked at 5 firms and has passed the Series 66, Series 7TO and SIE exams.

Aliases

Carson Wick

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: Lemnis Capital Investment-Related Nature: Yes Address of the Other Business: Richardson, TX 75082 Nature of the Other Business: Investment Advisory Position, Title, or Relationship: Registered Investment Advisor Start Date of the Relationship: 03/2026 Approximate Number of Hours per Month Devoted: 120 hrs/month

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carson Brad Wick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 24, 2026 - Present

VANGUARD ADVISERS, INC.

Office #1: 7900 Windrose Ave, Plano, TX 75024

RIA

CRD#: 106715

PLANO, TX

Current

September 24, 2026 - Present

VANGUARD MARKETING CORPORATION

Office #1: 7900 Windrose Ave, Plano, TX 75024

CRD#: 7452

PLANO, TX

Past

March 11, 2026 - August 14, 2026

LEMNIS CAPITAL

RIA

CRD#: 340137

RICHARDSON, TX

Past

March 11, 2026 - May 28, 2026

INNOVATION PARTNERS LLC

CRD#: 146344

CHARLOTTE, NC

Past

December 10, 2025 - March 9, 2026

EQUITABLE ADVISORS, LLC

RIA

CRD#: 6627

DALLAS, TX

Past

November 19, 2025 - March 9, 2026

EQUITABLE ADVISORS, LLC

CRD#: 6627

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(9/24/2026)

IAR

Texas
(9/24/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 66

Status Unavailable

Passed: 10/7/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Status Unavailable

Passed: 11/19/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 6/23/2025

Securities Industry Essentials Examination

SRO Registrations

FINRA

Current Firm

VANGUARD ADVISERS, INC.

VANGUARD ADVISERS INC | VPAS VPFP VFS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS VANGUARD NAVIGATOR PLUS | VPAS VPFP VFS AMTS | VANGUARD ADVISERS, INC.

CRD#: 106715 / SEC#: 801-49601

RIA

Registered Investment Advisory firm - (7/28/1995 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

100 Vanguard Blvd, Malvern, PA 19355

Mailing Address

Phone number

(610) 669-1000

Established

Firm type

Fiscal year end

# of Employees

2,208

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VANGUARD DIGITAL ADVISOR AND VANGUARD PERSONAL ADVISOR (9/24/2026)

VANGUARD MANAGED ACCOUNT PROGRAM AND PERSONAL ONLINE ADVISOR (3/30/2026)

VANGUARD SITUATIONAL ADVISOR BROCHURE (3/30/2026)

VANGUARD MODEL PORTFOLIOS (3/30/2026)

STABLE VALUE (3/30/2026)

VANGUARD PERSONAL ADVISOR SELECT (3/30/2026)

Regulatory assets under management

Total Number of Accounts	791,528
AUM (Assets Under Management)	$ 344,619,578,214

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/24/2025	Cover Page	Report
10/23/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Kenneth Hopkins

ORION WEALTH MANAGEMENT LLC

IAR

RICHARDSON, TX

David Alvarez

EDWARD JONES

IAR

GRAPEVINE, TX

Jonathan Meaney

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

IAR

Dallas, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Carson B. Wick

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carson Brad Wick's CRS (Customer Relationship Summary).

Certified licenses

Experience

VANGUARD MARKETING CORPORATION

LEMNIS CAPITAL

INNOVATION PARTNERS LLC

EQUITABLE ADVISORS, LLC

EQUITABLE ADVISORS, LLC

Primary Firm SEC Registration

VANGUARD ADVISERS, INC.

State Registrations and Notice Filings

Exams

Series 66

Passed: 10/7/2025

Series 7TO

Passed: 11/19/2025

SIE

Passed: 6/23/2025

FINRA

Current Firm

VANGUARD ADVISERS, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

VANGUARD ADVISERS, INC.

TRUST BUT VERIFY

Similar Advisors