Wayne T. Struble
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wayne Terrance Struble was a registered financial professional .
Wayne is a previously registered financial professional and started their career in finance in 1976. Wayne had worked at 8 firms and has passed the Series 22TO, Series 6TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 15, 2018 - November 13, 2024
SHORE MORGAN YOUNG WEALTH STRATEGIES
June 5, 2012 - May 4, 2022
CAPITAL ANALYSTS
June 1, 2012 - May 4, 2022
LINCOLN INVESTMENT
June 1, 2012 - May 4, 2022
LINCOLN INVESTMENT
May 3, 2011 - June 1, 2012
CINCINNATI ANALYSTS, INC.
April 29, 2011 - June 1, 2012
CINCINNATI ANALYSTS, INC.
November 9, 2005 - May 2, 2011
FSC SECURITIES CORPORATION
November 7, 2005 - May 2, 2011
FSC SECURITIES CORPORATION
January 1, 2000 - November 9, 2005
OSAIC FA, INC.
February 29, 1984 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
February 29, 1984 - November 9, 2005
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 29, 1984 - November 9, 2005
OSAIC FA, INC.
February 28, 1984 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
February 12, 1976 - December 2, 1983
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
February 12, 1976 - December 2, 1983
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 22TO
Date: 1/2/2023
Direct Participation Programs Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 1
Date: 2/28/1976
Registered Representative ExaminationCurrent Firm
SHORE MORGAN YOUNG WEALTH STRATEGIES
CRD#: 298682 / SEC#: 801-114104
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,251 |
| AUM (Assets Under Management) | $ 615,049,880 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
