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RJ

Rex L. Jones

REX LEIGH JONES
Madison, WI
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CRD#: 818072
RJ

Professional summary


Rex Leigh Jones, who also goes by Rex L Jones, is a registered financial advisor currently at REX LEIGH JONES located in Madison, Wisconsin.

Rex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Rex has worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 24, Series 39 and Series 26 exams.

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Rex L Jones

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Rex Leigh Jones's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 29, 2021 - Present

REX LEIGH JONES

RIA
CRD#: 113117
Madison, WI
Past

March 20, 1995 - March 17, 2000

CAPITAL SECURITIES OF AMERICA, INC.

BD
CRD#: 36405
HARTVILLE, OH
Past

November 19, 1991 - January 16, 1995

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

May 17, 1989 - June 3, 1991

GENEVA SECURITIES,INC.

BD
CRD#: 16178
SCHAUMBURG, IL
Past

March 7, 1980 - August 30, 1989

SUPENA-NYMAN INVESTMENT CORPORATION

BD
CRD#: 8067
Past

February 5, 1976 - April 7, 1980

FPC SECURITIES CORPORATION

BD
CRD#: 5970

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Wisconsin
(9/29/2021)

Exams


State Security Law Exam
RR
Series 63
Date: 6/25/1987
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 1
Date: 1/30/1976
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/23/1981
General Securities Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam

Current Firm


RL
REX LEIGH JONES
REX LEIGH JONES

CRD#: 113117 / SEC#:

Wisconsin
Registered Investment Advisory firm - (8/20/1996 Approved)
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Contact information


Main Address
Madison, WI
Mailing Address
Po Box 5363, Madison, WI 53705-0363
Phone number
(608) 338-8585
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts117
AUM (Assets Under Management)$ 39,631,000

Red Flags


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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


REX LEIGH JONES

CRD#: 113117Madison, WI

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