Rex Leigh Jones
Professional Summary
Rex Leigh Jones, who also goes by Rex L Jones, is a registered financial advisor currently at REX LEIGH JONES located in Madison, Wisconsin. Rex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. Rex has worked at 6 firms and has passed the Series 63, Series 7, Series 1, Series 24, Series 39 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Rex L Jones
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
50 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
REX LEIGH JONES
Contact Information
Main Address
Madison, WIMailing Address
Po Box 5363, Madison, WI 53705-0363Phone Number
(608) 338-8585# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
122AUM (Assets Under Management)
$43,894,488Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(9/29/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 1 — Registered Representative Examination
Passed Jan 1976Series 39 — Direct Participation Programs Principal Examination
Passed Jan 1980About the Series 39 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Jan 1980About the Series 26 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Rex Leigh Jones's CRS (Customer Relationship Summary).
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