Dung L. Tran

INTEGRATED QUANTITATIVE INVESTMENTS

BELLEVUE, WA 98006

CRD#: 8179394

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Professional summary

Dung Le Tran is a registered financial advisor currently at INTEGRATED QUANTITATIVE INVESTMENTS LLC located in Bellevue, Washington.

Dung is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Dung has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dung Le Tran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 27, 2025 - Present

INTEGRATED QUANTITATIVE INVESTMENTS LLC

Office #1: 13555 Se 36th Ave Se Suite 100, Bellevue, WA 98006

RIA

CRD#: 310106

BELLEVUE, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRATED QUANTITATIVE INVESTMENTS LLC

INTEGRATED QUANTITATIVE INVESTMENTS LLC | IQI | INTEGRATEDQUANT

CRD#: 310106 / SEC#: 801-128606

RIA

Registered Investment Advisory firm - (8/24/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (10/10/2023 Terminated)

Washington

Registered Investment Advisory firm - (11/15/2023 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(10/27/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/10/2025

Uniform Investment Adviser Law Examination

Current Firm

INTEGRATED QUANTITATIVE INVESTMENTS LLC

INTEGRATED QUANTITATIVE INVESTMENTS LLC | IQI | INTEGRATEDQUANT

CRD#: 310106 / SEC#: 801-128606

RIA

Registered Investment Advisory firm - (8/24/2023 Approved)

Massachusetts

Registered Investment Advisory firm - (10/10/2023 Terminated)

Washington

Registered Investment Advisory firm - (11/15/2023 Terminated)

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Contact information

Main Address

13555 Se 36th Ave Se Suite 100, Bellevue, WA 98006

Mailing Address

Phone number

(617) 686-2008

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTEGRATED QUANTITATIVE INVESTMENTS BROCHURE (2/10/2026)

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 844,781,025

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dung L. Tran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dung Le Tran's CRS (Customer Relationship Summary).

Certified licenses

Experience

INTEGRATED QUANTITATIVE INVESTMENTS LLC

Primary Firm SEC Registration

INTEGRATED QUANTITATIVE INVESTMENTS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/10/2025

Current Firm

INTEGRATED QUANTITATIVE INVESTMENTS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRATED QUANTITATIVE INVESTMENTS LLC

TRUST BUT VERIFY

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