Matthew M. Reilly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Michael Reilly, who also goes by M Michael Reilly, M Mike Reilly, Mike Reilly, Michael Reily, was a registered financial advisor .
Matthew is a previously registered financial advisor and started their career in finance in 1976. Matthew had worked at 7 firms and has passed the Series 63, Series 7 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 2004 - March 2, 2009
MSI FINANCIAL SERVICES, INC.
December 21, 2001 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
December 21, 2001 - March 2, 2009
MSI FINANCIAL SERVICES, INC.
January 22, 1999 - December 31, 2000
LOCUST STREET SECURITIES, INC.
January 1, 1996 - December 31, 1998
LOCUST STREET SECURITIES, INC.
July 2, 1991 - January 1, 1996
OLD SLIP CAPITAL MANAGEMENT, INC.
April 4, 1988 - December 19, 1989
HORNOR, TOWNSEND & KENT, LLC
March 24, 1977 - December 11, 1987
TOWER SQUARE SECURITIES, INC.
February 2, 1976 - May 7, 1977
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/22/1976
Registered Representative ExaminationCurrent Firm
MSI FINANCIAL SERVICES, INC.
CRD#: 14251 / SEC#: 801-22306, 8-30447
Contact information
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY | DIRECT OWNER | |
| BENSON, WENDY ANN | CHIEF EXECUTIVE OFFICER AND DIRECTOR | 2140720 |
| CHICARES, ELIZABETH WARD | DIRECTOR | 2194754 |
| FANNING, MICHAEL ROBERT | DIRECTOR | 1620072 |
| FRANCELLA, AMY | SECRETARY AND CHIEF LEGAL OFFICER | 1881552 |
| FREDERICK, CHRISTINE SPENCER | CHIEF COMPLIANCE OFFICER | 2641636 |
| HOLTZER, DAVID MICHAEL | PRESIDENT | 4345697 |
Disclosures
| Regulatory Event | 41 |
| Civil Event | 1 |
| Arbitration | 13 |
| Bond | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
