DB
David C. Bordes
CULLEN INVESTMENT GROUP, LTD.
Lafayette, LA 70503
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CRD#: 817884
DB
Professional summary
David Cullen Bordes is a registered financial advisor currently at CULLEN INVESTMENT GROUP, LTD. located in Lafayette, Louisiana.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1976. David has worked at 4 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 14, Series 53, Series 27 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
DAVID C. BORDES IS CURRENTLY INVOLVED IN THE FOLLOWING BUSINESSES EITHER AS A PROPRIETOR, PARTNER, OFFICER, DIRECTOR, EMPLOYEE, TRUSTEE, AGENT OR OTHERWISE. CULLEN PROPERTIES, LLC, fourteen oh four SOUTH COLLEGE ROAD, LAFAYETTE LA seven-o-five-o-three. THIS IS INVESTMENT-RELATED; THE BUSINESS OWNS RENTAL REAL ESTATE. DAVID C. BORDES IS A MANAGER MEMBER. START DATE OF THE RELATIONSHIP: Feb. 21, Y2K. HE DEVOTES APPROXIMATELY 1-4 HOURS PER MONTH TO THIS BUSINESS, APPROXIMATELY zero DURING SECURITIES-TRADING HOURS. HIS DUTIES ARE TO ATTEND TO PROPERTY NEEDS, PAY TAXES, COLLECT RENT. CULLEN PRODUCTION COMPANY, LLC, fourteen-oh-four SOUTH COLLEGE ROAD, LAFAYETTE LA seven-o-five-o-three. THIS IS INVESTMENT-RELATED; THE BUSINESS MAKES OIL OR GAS INVESTMENTS. DAVID C. BORDES IS A MANAGER MEMBER. START DATE OF THE RELATIONSHIP: September 25, Y2K. HE DEVOTES APPROXIMATELY 2-6 HOURS PER MONTH TO THIS BUSINESS, APPROXIMATELY zero DURING SECURITIES TRADING HOURS. HIS DUTIES ARE TO REVIEW DRILLING PROSPECTS, SUPPLY CAPITAL. CULLEN AVIATION LLC, fourteen-oh-four SOUTH COLLEGE ROAD, LAFAYETTE LA seven-o-five-o-three. THIS IS NOT INVESTMENT-RELATED AND OWNS A SINGLE ENGINE CESSNA TO VISIT CLIENTS, PROSPECTS, OR COMPANIES. FORMERLY A SUBSIDIARY OF CULLEN INVESTMENT GROUP, THIS BUSINESS BEGAN A RELATIONSHIP WITH DAVID C. BORDES BY APPOINTING HIM MANAGER ON July 13 of oh-four. AFTER A SPINOFF OF THE COMPANY DAVID C. BORDES IS NOW SOLE MEMBER/MANAGER. HE DEVOTES APPROXIMATELY 1-3 HOURS PER MONTH TO THIS BUSINESS, APPROXIMATELY zero DURING SECURITIES TRADING HOURS. HIS DUTIES ARE TO MONITOR AIRPLANE NEEDS AND PAY BILLS. MOUNTAIN OIL AND GAS COMPANY, INC., fourteen-o-four SOUTH COLLEP.GE ROAD, LAFAYETTE LA seven-o-five-o-three. THIS IS INVESTMENT-RELATED, AND INVESTS IN MINERAL INTEREST(S). DAVID C. BORDES IS PRESIDENT AND SHAREHOLDER. HIS BUSINESS RELATIONSHIP STARTED June 4, nineteen eighty-four (AS VICE-PRESIDENT). HE DEVOTES APPROXIMATELY 0-3 HOURS PER MONTH TO THIS BUSINESS, APPROXIMATELY zero DURING SECURITIES-TRADING HOURS. HIS DUTIES ARE TO PROVIDE CAPITAL, STUDY PROSPECTS, AND REVIEW PERFORMANCE. DCB Family LLC: This will be investment-related (as more capital is contributed), though not investment-related as of its inception; fourteen-o-four SOUTH COLLEGE ROAD, LAFAYETTE LA seven-o-five-o-three; this LLC owns two other LLC's (Green Acres DB LLC and OWLS NEST db LLC, both non-investment related) of which David C. Bordes is manager; other capital contributions to be investment-related; the LLC is not related to Cullen Investment Group, Ltd.; purpose is to begin estate planning; David C. Bordes is owner and manager; starting Jan. 5. of '21; 1 hr/mo, not during security trading hours; duties will be deciding when and whether to make capital contributions, managing assets, deciding when to add new members to the LLC, and other estate-planning decisions; Green Acres DB LLC: not investment related, Box five-three-six-six-nine, LAFAYETTE LA seven-o-five-o-five; owns real estate including David's residence and 16 acres; David C. Bordes is manager; this LLC is owned by DCB Family LLC and has no relation to Cullen Investment Group; David C. Bordes started this relationship Jan. 5 of '21; 2 hrs/mo, none during business hours; duties are paying bills and property management. OWLS NEST db LLC: not investment related, Box firve-three-six-six-nine, LAFAYETTE LA seven-o-five-o-five; this LLC owns a vacation home for family; David C. Bordes is manager; this LLC is owned by DCB Family LLC and is not related to Cullen Investment Group; start date Jan. 5 of '21; 2-4 hrs/mo, from time-to-time 1 hr is during security-trading hours; duty is property management.
CRS (Client Relationship Summary) - RIA
Click below to view David Cullen Bordes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 17, 2013 - Present
CULLEN INVESTMENT GROUP, LTD.
Office #1: 1404 S. College Rd., Lafayette, LA 70503RIA
CRD#: 18266
Lafayette, LA
Past
August 21, 1987 - December 13, 2024
CULLEN INVESTMENT GROUP, LTD.
BD
CRD#: 18266
LAFAYETTE, LA
Past
April 4, 1983 - August 13, 1987
PRUDENTIAL EQUITY GROUP, LLC
BD
CRD#: 7471
Past
July 26, 1978 - April 18, 1983
LEHMAN BROTHERS INC.
BD
CRD#: 7506
Past
January 28, 1976 - August 17, 1978
HOWARD, WEIL, LABOUISSE, FRIEDRICHS INC.
BD
CRD#: 414
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CULLEN INVESTMENT GROUP, LTD.
CORNERSTONE INVESTMENT GROUP | DCB INVESTMENT SECURITIES | CULLEN SECURITIES | CULLEN INVESTMENT GROUP, LTD. | CULLEN INVESTMENT GROUP | CULLEN ASSET MANAGEMENT | CORNERSTONE INVESTMENT GROUP, LTD
CRD#: 18266 / SEC#: 801-61265, 8-36372
RIA
Registered Investment Advisory firm - SEC (7/9/2002 Approved)BD
Terminated by SEC on 12/14/2024
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Louisiana(12/17/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
CI
CULLEN INVESTMENT GROUP, LTD.
CORNERSTONE INVESTMENT GROUP | DCB INVESTMENT SECURITIES | CULLEN SECURITIES | CULLEN INVESTMENT GROUP, LTD. | CULLEN INVESTMENT GROUP | CULLEN ASSET MANAGEMENT | CORNERSTONE INVESTMENT GROUP, LTD
CRD#: 18266 / SEC#: 801-61265, 8-36372
RIA
Registered Investment Advisory firm - SEC (7/9/2002 Approved)BD
Terminated by SEC on 12/14/2024
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Contact information
Main Address
1404 S. College Rd., Lafayette, LA 70503
Mailing Address
P.o. Box 53669, Lafayette, LA 70505-3669
Phone number
(337) 237-8000
Established
Louisiana since 10/15/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees
9
SEC notice filing (3 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,424 |
| AUM (Assets Under Management) | $ 795,470,355 |
Disclosures
| Regulatory Event | 1 |
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Company Information
CULLEN INVESTMENT GROUP, LTD.
CRD#: 18266Lafayette, LA 70503TRUST BUT VERIFY
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Contact information
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