Andrew A. Davainis

BREEN WEALTH MANAGEMENT

PETALUMA, CA 94952

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CRD#: 8178230

Professional summary

Andrew Alexander Davainis, who also goes by Andrew Davainis, is a registered financial advisor currently at BREEN WEALTH MANAGEMENT, LLC located in Petaluma, California.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Andrew has worked at 2 firms and has passed the Series 66, Series 7TO and SIE exams.

At a Glance

Always Fiduciary

Aliases

Andrew Davainis

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Alexander Davainis's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2026 - Present

BREEN WEALTH MANAGEMENT, LLC

Office #1: 200 Kentucky St. 2nd Floor Suite C, Petaluma, CA 94952

RIA

CRD#: 286513

PETALUMA, CA

Past

December 23, 2025 - June 10, 2026

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

LA JOLLA, CA

Past

November 20, 2025 - June 10, 2026

MML INVESTORS SERVICES, LLC

CRD#: 10409

LA JOLLA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BREEN WEALTH MANAGEMENT, LLC

CRD#: 286513 / SEC#: 801-112749

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

California

Registered Investment Advisory firm - (5/6/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/8/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/17/2025

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/20/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/15/2025

Securities Industry Essentials Examination

Current Firm

BREEN WEALTH MANAGEMENT, LLC

CRD#: 286513 / SEC#: 801-112749

RIA

Registered Investment Advisory firm - (4/2/2018 Approved)

California

Registered Investment Advisory firm - (5/6/2018 Terminated)

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Contact information

Main Address

200 Kentucky St. 2nd Floor Suite C, Petaluma, CA 94952

Mailing Address

Phone number

(707) 595-6556

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BREEN WEALTH MANAGEMENT, LLC FORM ADV 2A (2/20/2026)

Regulatory assets under management

Total Number of Accounts	626
AUM (Assets Under Management)	$ 318,842,453

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Andrew A. Davainis

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Alexander Davainis's CRS (Customer Relationship Summary).

Certified licenses

Experience

BREEN WEALTH MANAGEMENT, LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

Primary Firm SEC Registration

BREEN WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/17/2025

Series 7TO

Date: 11/20/2025

SIE

Date: 10/15/2025

Current Firm

BREEN WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BREEN WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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