Patrick W. Larkin
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Patrick Wallace Larkin JR, CFP® was a registered financial professional .
Patrick is a previously registered financial professional and started their career in finance in 1976. Patrick had worked at 4 firms and has passed the Series 65, Series 63, SIE, PC, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2012
Experience
May 9, 2022 - May 11, 2023
OAK HILL WEALTH ADVISORS, LLC
January 1, 2008 - May 23, 2022
WELLS FARGO CLEARING SERVICES, LLC
January 1, 2008 - May 23, 2022
WELLS FARGO CLEARING SERVICES, LLC
January 1, 1999 - January 1, 2008
A. G. EDWARDS & SONS, INC.
September 27, 1989 - January 3, 2008
A. G. EDWARDS & SONS, INC.
August 28, 1989 - September 19, 1989
A. G. EDWARDS & SONS, INC.
January 28, 1976 - September 5, 1989
THOMSON MCKINNON SECURITIES INC.
Primary Firm SEC Registration
OAK HILL WEALTH ADVISORS, LLC
CRD#: 318606 / SEC#: 801-123308
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
PC
Date: 1/23/1989
AMEX Put and Call ExamCurrent Firm
OAK HILL WEALTH ADVISORS, LLC
CRD#: 318606 / SEC#: 801-123308
Contact information
SEC notice filing (16 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,191 |
| AUM (Assets Under Management) | $ 603,237,978 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/18/2025 | ||
| 09/10/2024 | ||
| 01/18/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
