Angela De Marco Manzi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Angela De Marco Manzi, who also goes by Angela De Marco, Angela Demarco, Angela De Marco Manzi, was a registered financial professional .
Angela is a previously registered financial professional and started their career in finance in 1976. Angela had worked at 10 firms and has passed the Series 63, SIE and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2005 - February 2, 2018
FHN FINANCIAL SECURITIES CORP.
August 14, 1997 - January 7, 2005
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
May 17, 1996 - August 6, 1997
CIBC WORLD MARKETS CORP.
April 4, 1995 - October 31, 1995
RODMAN & RENSHAW INC.
May 9, 1994 - February 16, 1995
YAMAICHI INTERNATIONAL (AMERICA) INC.
March 4, 1993 - March 9, 1993
WELLS FARGO CLEARING SERVICES, LLC
March 4, 1993 - May 9, 1994
SCHRODER & CO. INC.
April 28, 1989 - December 22, 1990
BROUNOFF, CLAIRE & CO., INC.
January 27, 1978 - February 14, 1982
J.P. MORGAN SECURITIES LLC
January 27, 1976 - February 25, 1978
CITIGROUP GLOBAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FHN FINANCIAL SECURITIES CORP.
CRD#: 46346 / SEC#: , 8-51393
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST HORIZON BANK | SHAREHOLDER | |
| BUCK, WILLIAM JAMES II | PRINCIPAL OPERATING OFFICER | 3129662 |
| DABROWSKI, MARK GERARD | CHIEF COMPLIANCE OFFICER | 2065647 |
| GRIFFIN, MARK DANIEL | SVP, RISK CONTROL MANAGER | 7462222 |
| JACKSON, JEFF BRIAN | SVP/ TRADING MANAGER | 2777631 |
| RITCHESON, DONALD ALLEN | PRINCIPAL FINANCIAL OFFICER / CFO | 2360009 |
| ROMANOW, TIMOTHY MARK | PRESIDENT/CEO | 2533445 |
| WADDELL, MICHAEL KNOX | EVP, DIRECTOR / CHIEF ADMINISTRATIVE OFFICER/SECRETARY | 5657529 |
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
