Stephanie M. Nicklaus

ACT SECURITIES

TACOMA, WA

CRD#: 8175454

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Professional summary

Stephanie Marie Nicklaus, who also goes by Stephanie Marie Mccallum, is a registered financial advisor currently at ACT SECURITIES, LLC located in Tacoma, Washington.

Stephanie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Stephanie has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Stephanie Marie Mccallum

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Marie Nicklaus's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 22, 2025 - Present

ACT SECURITIES, LLC

RIA

CRD#: 297652

TACOMA, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/12/2025)

IAR

Oregon
(11/4/2025)

IAR

Washington
(10/22/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/12/2025

Uniform Investment Adviser Law Examination

Current Firm

ACT SECURITIES, LLC

CRD#: 297652 / SEC#:

California

Registered Investment Advisory firm - (4/13/2022 Approved)

Georgia

Registered Investment Advisory firm - (10/30/2025 Approved)

Oregon

Registered Investment Advisory firm - (11/4/2025 Approved)

Washington

Registered Investment Advisory firm - (5/21/2019 Approved)

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Contact information

Main Address

7525 Se 24th Street Suite 630, Mercer Island, WA 98040

Mailing Address

Phone number

(206) 486-3400

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Stephanie M. Nicklaus

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephanie Marie Nicklaus's CRS (Customer Relationship Summary).

Certified licenses

Experience

ACT SECURITIES, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/12/2025

Current Firm

ACT SECURITIES, LLC

Contact information

Documents

Red Flags

Company Information

ACT SECURITIES, LLC

TRUST BUT VERIFY

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