TA
Thomas R. Anderson
HAVAPLAN FINANCIAL
NEWPORT BEACH, CA 92660
CRD#: 8175047
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TA
Thomas Robert AndersonHAVAPLAN FINANCIAL
Professional summary
Thomas Robert Anderson is a registered financial advisor currently at HAVAPLAN FINANCIAL located in Newport Beach, California.
Thomas is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Thomas has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Robert Anderson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 21, 2025 - Present
HAVAPLAN FINANCIAL
Office #1: 4695 Macarthur Court 11th Floor, Newport Beach, CA 92660RIA
CRD#: 285636
NEWPORT BEACH, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(10/21/2025)
Exams
Current Firm
HAVAPLAN FINANCIAL
HAVAPLAN FINANCIAL | HAVAPLAN LLC
CRD#: 285636 / SEC#:
California
Registered Investment Advisory firm - (11/23/2016 Approved)Texas
Registered Investment Advisory firm - (9/15/2022 Conditional Restricted)Loading...
Contact information
Main Address
4695 Macarthur Court 11th Floor, Newport Beach, CA 92660
Mailing Address
Phone number
(949) 610-8975
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 143 |
| AUM (Assets Under Management) | $ 98,642,817 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
