Terry D. Lester

MDX WEALTH MANAGEMENT

Spicewood, TX

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CRD#: 817499

Professional summary

Terry Dale Lester is a registered financial advisor currently at MDX WEALTH MANAGEMENT located in Spicewood, Texas.

Terry is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1984. Terry has worked at 3 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. LUCAS PETROLEUM GROUP, AUSTIN TX. APPROXIMATELY 2 HOURS PER MONTH ATTENDING ANNUAL SHAREHOLDER MEETINGS. 2. CAROL LESTER IRREV TRUST, TRUSTEE INVESTMENT RELATED FAMILY MEMBER 1208 Larkhall Dr Spicewood TX 78669, 5 HRS MONTH, DURING BUSINESS HOURS WHEN TRADES ARE DONE IN ACCOUNT. 3. LAURA MERRIMAN NYE IRREV TRUST, TRUSTEE INVESTMENT RELATED FAMILY MEMBER 1208 Larkhall Dr Spicewood TX 78669, 5 HRS/MONTH, DURING BUSINESS HOURS WHEN TRADES ARE DONE IN ACCOUNT.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Dale Lester's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 25, 2013 - Present

MDX WEALTH MANAGEMENT

RIA

CRD#: 161309

Spicewood, TX

Past

October 4, 1999 - November 4, 2011

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HOUSTON, TX

Past

September 4, 1999 - November 4, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HOUSTON, TX

Past

April 3, 1988 - April 18, 1995

CIBC WORLD MARKETS CORP.

CRD#: 630

Past

December 11, 1984 - September 15, 1999

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/25/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/23/2007

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 12/4/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 11/26/1984

General Securities Representative Examination

Current Firm

MDX WEALTH MANAGEMENT

CREST FINANCIAL GROUP D/B/A CREST RETIREMENT PLANNING | TAMARIND ADVISORS LLC | RAY FINANCIAL SERVICES | MDX WEALTH MANAGEMENT | MDX WEALTH

CRD#: 161309 / SEC#:

Arizona

Registered Investment Advisory firm - (11/2/2016 Approved)

California

Registered Investment Advisory firm - (6/17/2016 Approved)

Nevada

Registered Investment Advisory firm - (8/22/2016 Approved)

Texas

Registered Investment Advisory firm - (10/26/2012 Approved)

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Contact information

Main Address

2245 Texas Dr Suite 300, Sugarland, TX 77479

Mailing Address

Phone number

(713) 877-2526

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	244
AUM (Assets Under Management)	$ 63,500,955

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Terry D. Lester

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Terry Dale Lester's CRS (Customer Relationship Summary).

Certified licenses

Experience

MDX WEALTH MANAGEMENT

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

CIBC WORLD MARKETS CORP.

CIBC WORLD MARKETS CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 7/23/2007

Series 63

Date: 12/4/1984

Series 7

Date: 11/26/1984

Current Firm

MDX WEALTH MANAGEMENT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MDX WEALTH MANAGEMENT

TRUST BUT VERIFY

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