Thomas Richard Sine
Professional Summary
Thomas Richard Sine, who also goes by Tucker Sine, was a registered financial advisor. Thomas was a previously registered financial professional and started their career in finance 1976 - 2025. Thomas had worked at 15 firms and has passed the Series 63, SIE, Series 25, Series 55, PC, Series 7 and Series 8 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Tucker Sine
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
50 years in the financial services industry
Current & Past Employments
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Current Firm
IMPACTADVISOR LLC
Contact Information
Main Address
2030 Union St Ste 205, Sf, CA 94123Phone Number
(650) 200-0028# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
195AUM (Assets Under Management)
$85,813,524Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 25 — NYSE Trading Assistant Examination
Passed Jan 2006Series 55 — Limited Representative-Equity Trader Exam
Passed Jan 1999PC — AMEX Put and Call Exam
Passed Aug 1980Series 8 — General Securities Sales Supervisor Examination (Options Module & General Module)
Passed Jan 1996Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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