Daniel M. Quesada
Professional summary
Daniel Martinez Quesada is a registered financial advisor currently at OAK TREE SECURITIES, INC. located in Brentwood, California.
Daniel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1976. Daniel has worked at 6 firms and has passed the Series 63, Series 99TO, Series 52TO, Series 7TO, SIE, Series 1, Series 53, Series 24 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Daniel Martinez Quesada's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Daniel Martinez Quesada's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 30, 2009 - Present
OAK TREE SECURITIES, INC.
July 24, 1986 - Present
OAK TREE SECURITIES, INC.
July 30, 2002 - December 13, 2005
OAK TREE SECURITIES, INC.
June 8, 1984 - August 21, 1986
PATTERSON FINANCIAL SERVICES, INC.
April 1, 1980 - March 29, 1984
FINANCIAL PLANNERS EQUITY CORPORATION
April 12, 1978 - June 6, 1980
INDEPENDENT FINANCIAL PLANNERS CORPORATION
March 21, 1977 - January 25, 1983
INDEPENDENT SECURITIES CORPORATION
January 27, 1976 - May 23, 1977
PUTNAM FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/15/2018)
(8/21/1986)
(1/30/2009)
(8/15/2018)
(7/1/2022)
(4/29/2008)
(2/23/2022)
(9/14/2018)
(1/30/2013)
(8/15/2018)
(1/9/2018)
(3/10/2025)
(8/15/2018)
(11/17/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 1/19/1976
Registered Representative ExaminationSeries 40
Date: 8/28/1978
Registered Principal ExaminationFINRA
Current Firm
OAK TREE SECURITIES, INC.
CRD#: 18126 / SEC#: 801-39201, 8-36138
Contact information
FINRA licenses (19 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 5 |
| AUM (Assets Under Management) | $ 3,689,200 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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