Giovannie M. Topazio

BRIA CAPITAL GROUP

Palm Harbor, FL 34685

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CRD#: 8173965

Professional summary

Giovannie M Topazio, who also goes by Giovannie Michael Topazio, Giovannie Topazio, is a registered financial advisor currently at BRIA CAPITAL GROUP, LLC located in Palm Harbor, Florida.

Giovannie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2025. Giovannie has worked at 2 firms and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

Giovannie Michael Topazio | Giovannie Topazio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Non-variable insurance sales (fixed life, fixed annuities)**Driver: Uber-Ride Share

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giovannie M Topazio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2026 - Present

BRIA CAPITAL GROUP, LLC

Office #1: 3490 East Lake Road Suite B, Palm Harbor, FL 34685

RIA

CRD#: 175258

Palm Harbor, FL

Past

November 3, 2025 - June 29, 2026

ONEAMERICA SECURITIES, INC.

RIA

CRD#: 4173

Lutz, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BRIA CAPITAL GROUP, LLC

CRD#: 175258 / SEC#: 801-134904

RIA

Registered Investment Advisory firm - (12/9/2025 Approved)

Florida

Registered Investment Advisory firm - (12/18/2025 Terminated)

New York

Registered Investment Advisory firm - (12/18/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (12/23/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (7/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/18/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(8/10/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/29/2025

Uniform Investment Adviser Law Examination

Current Firm

BRIA CAPITAL GROUP, LLC

CRD#: 175258 / SEC#: 801-134904

RIA

Registered Investment Advisory firm - (12/9/2025 Approved)

Florida

Registered Investment Advisory firm - (12/18/2025 Terminated)

New York

Registered Investment Advisory firm - (12/18/2025 Terminated)

North Carolina

Registered Investment Advisory firm - (12/23/2025 Terminated)

Tennessee

Registered Investment Advisory firm - (7/5/2022 Terminated)

Texas

Registered Investment Advisory firm - (12/18/2025 Terminated)

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Contact information

Main Address

2044 Ashley Oaks Circle, #102, Wesley Chapel, FL 33544

Mailing Address

Phone number

(813) 448-1122

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BRIA DISCLOSURE BROCHURE & SUPPLEMENT 2025.11 (11/6/2025)

Regulatory assets under management

Total Number of Accounts	426
AUM (Assets Under Management)	$ 113,356,778

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Giovannie M. Topazio

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Giovannie M Topazio's CRS (Customer Relationship Summary).

Certified licenses

Experience

BRIA CAPITAL GROUP, LLC

ONEAMERICA SECURITIES, INC.

Primary Firm SEC Registration

BRIA CAPITAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/29/2025

Current Firm

BRIA CAPITAL GROUP, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BRIA CAPITAL GROUP, LLC

TRUST BUT VERIFY

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