George J. Kallus
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George John Kallus was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1976. George had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2013 - April 15, 2021
SYMPHONIC FINANCIAL ADVISORS LLC
January 7, 2013 - April 15, 2021
SYMPHONIC SECURITIES LLC
June 10, 2011 - May 30, 2012
SYMPHONIC SECURITIES LLC
June 8, 2011 - May 30, 2012
SYMPHONIC FINANCIAL ADVISORS LLC
February 8, 2005 - December 2, 2010
PRINCIPAL SECURITIES, INC.
January 8, 2005 - December 2, 2010
PRINCIPAL SECURITIES, INC.
August 5, 2002 - February 4, 2005
1717 CAPITAL MANAGEMENT COMPANY
May 3, 2000 - February 4, 2005
1717 CAPITAL MANAGEMENT COMPANY
April 7, 1992 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
April 7, 1992 - May 4, 2000
SIGNATOR INVESTORS, INC.
July 23, 1990 - December 10, 1991
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 7, 1986 - July 23, 1990
BMA FINANCIAL SERVICES, INC.
January 27, 1976 - March 31, 1982
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/23/1976
Registered Representative ExaminationCurrent Firm
SYMPHONIC FINANCIAL ADVISORS LLC
CRD#: 135603 / SEC#: 801-64456
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,234 |
| AUM (Assets Under Management) | $ 125,189,685 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2023 | ||
| 09/28/2022 | ||
| 11/29/2021 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
