James A. Chell
Professional summary
James Allan Chell, CFP®, who also goes by Jim Chell, is a registered financial professional currently at LASALLE ST SECURITIES, L.L.C. located in Indialantic, Florida.
James is registered as a RR (Registered Representative) and started their career in finance in 1976. James has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 1, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view James Allan Chell's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2017 - Present
LASALLE ST SECURITIES, L.L.C.
Office #1: 420 4th Ave. Ste. B, Indialantic, FL 32903October 5, 1994 - November 22, 2010
FSC SECURITIES CORPORATION
September 28, 1994 - April 6, 2017
FSC SECURITIES CORPORATION
October 15, 1983 - November 22, 1983
FSC SECURITIES CORPORATION
January 21, 1976 - October 12, 1983
ENTERPRISE FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/25/2020)
(4/4/2017)
(5/12/2017)
(4/4/2017)
(1/12/2022)
(4/4/2017)
(4/4/2017)
(4/26/2017)
(4/4/2017)
Exams
Series 1
Date: 1/13/1976
Registered Representative ExaminationFINRA
Current Firm
LASALLE ST SECURITIES, L.L.C.
CRD#: 7191 / SEC#: , 8-18860
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 15 |
| Arbitration | 4 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
