David V. Braser
Professional summary
David Valey Braser is a registered financial professional currently at OBERWEIS SECURITIES, INC. located in Lisle, Illinois.
David is registered as a RR (Registered Representative) and started their career in finance in 1976. David has worked at 4 firms and has passed the Series 52TO, SIE, Series 53 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Valey Braser's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 26, 1999 - Present
OBERWEIS SECURITIES, INC.
Office #1: 3333 Warrenville Road Suite 500, Lisle, IL 60532Office #2: 3333 Warrenville Road Suite 500, Lisle, IL 60532June 14, 1989 - October 25, 1999
GENEVA SECURITIES,INC.
January 8, 1985 - May 30, 1989
A.D. JACK & COMPANY
January 22, 1976 - December 17, 1984
WILLIAM G CEAS & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/26/1999)
(10/26/1999)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 40
Date: 1/16/1976
Registered Principal ExaminationFINRA
Current Firm
OBERWEIS SECURITIES, INC.
CRD#: 42060 / SEC#: , 8-49679
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 2 |
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